We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close


SEC Enforcement Activity Plunged With Dawn Of Trump Era

Law360, New York (November 14, 2017, 10:00 PM EST) -- The U.S. Securities and Exchange Commission under the Trump administration has brought fewer enforcement actions against public companies and demanded less in fines, according to a pair of new studies, indicating that Wall Street's top cop is taking a less punitive approach to policing some segments of the markets than it previously did.

The research found that not only did enforcement actions and financial sanctions drop during the most recent fiscal year, the numbers particularly declined once the Trump administration took the reins of the agency...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.