Advisers Hope Rigorous SEC Exam Program Will Relax Soon
By Carmen Germaine ( July 18, 2017, 9:23 PM EDT) -- Investment advisers and other U.S. Securities and Exchange Commission-registered entities have been grappling with what experts say is an increasingly demanding examination program, but funds and firms are hopeful for a reprieve going forward as SEC Chairman Jay Clayton looks to reduce what he sees as the growing costs of regulatory compliance....
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