Merrill Lynch Exec Settles With SEC In Customer Cash Row

By Jon Hill (September 5, 2017, 8:16 PM EDT) -- The former head of regulatory reporting at Merrill Lynch has reached a settlement with the U.S. Securities and Exchange Commission that comes with no penalty but will require him to cease and desist from future securities law violations, ending allegations of his involvement in wrongdoing that led to a $415 million fine for the bank last year....

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