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Expert Analysis

DOL's Fiduciary Rule: Death By A Thousand Cuts?

By Andrew Oringer (September 11, 2017, 11:26 AM EDT) -- Every now and then one wakes up with a thought along the lines of, "How the heck did we get to where we are?" Such a thought may easily be brought to mind by the present state of play regarding the new fiduciary regulation (the regulation) promulgated by the U.S. Department of Labor and the related amended and new "prohibited transaction" class exemptions (together with the regulation, the rule) under the Employee Retirement Income Security Act of 1974 and the corresponding provisions of the Internal Revenue Code of 1986 (the code)....

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