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FINRA Fines Merrill Lynch Over Alleged Short Sale Issues

By Al Barbarino (October 7, 2021, 8:58 PM EDT) -- The Financial Industry Regulatory Authority has levied an $850,000 fine against Merrill Lynch for alleged breaches of so-called Regulation SHO, a 2005 U.S. Securities and Exchange Commission rule that aims to prevent illegal short-selling practices....

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