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Fla. Court Misconstrued FINRA Code, Trusts Tell 11th Circ.

By Christopher Crosby (July 19, 2017, 7:21 PM EDT) -- Two offshore trusts have asked the Eleventh Circuit to let them pursue a $100 million Financial Industry Regulatory Authority arbitration against Canadian brokerage Pictet Overseas Inc., saying the Florida federal court that blocked their claims misinterpreted FINRA's code when determining whether the trusts could be considered customers of the firm....

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