Capital Markets

  • August 05, 2026

    Loomis Sayles Pulls Plug On $70M Suit Against Citi

    Loomis Sayles said Wednesday that it was dropping a lawsuit accusing Citigroup Global Markets of causing $70 million in trading losses when it fulfilled trades in shares of Shopify Inc. and Colgate-Palmolive Co. in violation of "best execution" practices.

  • August 05, 2026

    NY Judge Chucks Voyager's Ch. 11 Plan Exculpations

    A New York federal judge threw out an exculpatory provision in former cryptocurrency exchange Voyager's Chapter 11, saying that while the language wasn't precluded by a U.S. Supreme Court case, it was nonetheless invalid.

  • August 05, 2026

    PE-Backed Chemicals-Maker GChem To Be Sold In $850M Deal

    ContextLogic Holdings Inc. and affiliates will purchase chemicals-maker gChem from EagleTree Capital and co-investors at an $850 million enterprise value, the companies announced Wednesday. 

  • August 04, 2026

    States Warn SEC Against 'Unlawful' Climate Rule Withdrawal

    A coalition of Democratic attorneys general are warning the U.S. Securities and Exchange Commission that its plan to discard a corporate climate disclosure regulation is "unlawful," adding their voices to a chorus of state and local pension funds urging the agency to abandon the planned regulatory withdrawal.

  • August 04, 2026

    Fla. Court Rules In Favor Of LGBCoin Investors

    A Florida federal judge on Tuesday granted a default judgment in favor of "Let's Go Brandon" meme coin investors in a class action alleging securities violations, saying that a purported founder of the digital currency vexatiously litigated the case. 

  • August 04, 2026

    UMB Bank Suit Over Failed Hard Rock Hotel Headed To Trial

    UMB Bank NA's lawsuit over a failed $80 million development of a Hard Rock hotel and events center in Kansas is set to proceed to trial, with a federal judge holding that the suit asserts triable issues regarding whether some of the defendants shared a common purpose to defraud and to participate in a fraudulent enterprise. 

  • August 04, 2026

    AT&T 401(k) Suit Heads To Trial On Service Provider Fees

    A California federal judge agreed to rethink her previous order in a class action alleging that AT&T violated federal benefits law by allowing recordkeepers to earn excessive compensation from the company's employee retirement plan, sending some claims to trial about the fees and compensation of 401(k) plan service providers.

  • August 04, 2026

    Day Pitney Dropped From Suit Over Ex-Justice's Involvement

    A Connecticut state court judge allowed Day Pitney LLP to withdraw from a $1.3 million corporate windup feud after the involvement of one of its partners, a former chief justice on the state Supreme Court, came to light, negating the defendants' call for an evidentiary hearing on a motion to disqualify the firm.

  • August 04, 2026

    Prologis REIT Prices $2.1B Stock Offering To Back Segro Buy

    San Francisco-based real estate investment trust Prologis on Tuesday priced a $2.1 billion public stock offering to support its recently accepted £14 billion ($18.8 billion) takeover offer of U.K. REIT Segro.

  • August 04, 2026

    CFTC's Selig Has Crypto Rules Ready Even If Clarity Bill Stalls

    U.S. Commodity Futures Trading Commission Chairman Michael Selig on Tuesday said his agency has rule proposals "ready to go" if Congress passes its Clarity Act to regulate crypto markets, and it will move forward with those rulemakings whether the bill succeeds.

  • August 04, 2026

    BofA, Other Banks Plan To Settle Mexican Bond-Rigging Case

    A Manhattan federal judge stayed a proposed class action brought by U.S. pension funds alleging that a group of Mexico-based units of global banking giants conspired to rig Mexican government bond prices after the two sides said they had reached a preliminary settlement agreement.

  • August 04, 2026

    Monolithic Execs Say Stock Sales Debunk Investor Fraud Suit

    Semiconductor technology firm Monolithic Power Systems and two of its top executives are seeking a favorable judgment in a class action accusing them of concealing evidence of power module defects from shareholders, telling a federal court in Washington state the executives' nondiscretionary stock sales refute the core allegations that they lied to investors to manipulate stock prices.

  • August 04, 2026

    Ex-Volkswagen Engineers Plead Not Guilty To Insider Trading

    Two former Volkswagen engineers pled not guilty to insider trading charges in Manhattan federal court on Tuesday, rejecting claims that they illegally made $300,000 in profits trading on the carmaker's plans with electric car specialist Rivian.

  • August 04, 2026

    Simpson Thacher Highlights PIPE Client's Financial Troubles

    The founder of Patriot National Inc. was likely short millions of dollars when it finalized a private investment in public equity transaction at the center of his malpractice case against Simpson Thacher & Bartlett LLP, according to defense testimony on Tuesday at a Florida state trial.

  • August 04, 2026

    FDIC Gives Green Light To 'AI-Native' Augustus National Bank

    A top U.S. banking agency said Tuesday that it has signed off on deposit insurance coverage for Augustus National Bank NA, advancing the newly chartered startup's plans to build out a full-service platform for crypto firms, high-net-worth clients and other players in the digital economy.

  • August 03, 2026

    Five Below Investors Win Class Cert. In Growth Potential Suit

    A Pennsylvania federal judge on Monday certified an investor class action alleging Five Below and its executives overstated the company's growth prospects and its ability to curb inventory loss, finding the defendants did not rebut the presumption of reliance on the alleged misrepresentations.

  • August 03, 2026

    SpaceX Investor Seeks OK Of Award In K5 Global Feud

    An investment vehicle tied to the founder of Forte Capital Group urged a California judge on Monday to enforce a $14.6 million arbitral award issued against K5 Global, a venture capital firm, from improperly trying to boot it from a SpaceX-focused fund.

  • August 03, 2026

    Dems Urge CFTC To 'Rein In' Wildfire Prediction Markets

    Democratic senators led by Oregon's Jeff Merkley on Monday called on the U.S. Commodity Futures Trading Commission to "rein in" prediction markets speculating on wildfires.

  • August 03, 2026

    AI Co. Yellow.ai To Go Public Via $550M SPAC Deal

    Enterprise agentic artificial intelligence company Yellow.ai, advised by Fox Rothschild LLP, on Monday unveiled plans to go public by merging with Ashurst Perkins Coie US LLP-led Bluerock Acquisition Corp. in a deal that boasts a pro forma equity value of roughly $550 million.

  • August 03, 2026

    FBI Agent Says He Stole $1M In Crypto, Turns Himself In, Feds Say

    An FBI agent who says he stole nearly $1 million in cryptocurrency from overseas targets self-reported his conduct because it was "eating him up" and has been charged with the interstate transport of stolen goods and receipt of stolen goods, according to an affidavit unsealed in Virginia federal court Monday.

  • August 03, 2026

    10th Circ. Denies Challenge To SEC's AML Enforcement Power

    The Tenth Circuit on Friday upheld the dismissal of Scottsdale Capital Advisors' lawsuit accusing the U.S. Securities and Exchange Commission of unlawfully enforcing federal anti-money laundering reporting requirements against its affiliate, determining that the enforcement action could not be challenged under the Administrative Procedure Act.

  • August 03, 2026

    Fintech Dakota Seeks OCC Trust Charter For Stablecoin Biz

    Stablecoin infrastructure firm Dakota said Monday it's pursuing federal oversight of its business with an application for a national trust charter, which was prepared by Paul Hastings LLP.

  • August 03, 2026

    4 Firms Steer Curium's $8B Lantheus Take-Private Deal

    Private equity-backed radiopharmaceutical company Curium on Monday announced plans to acquire fellow radiopharmaceutical company Lantheus Holdings Inc. in an $8 billion take-private deal built by four law firms.

  • August 03, 2026

    Simpson Thacher's PIPE Work Was 'Dogged,' Jury Told

    Simpson Thacher & Bartlett LLP did all it could to help Patriot National Inc. and the company's owner and warn them about risks as they pursued a financing deal, a former capital markets attorney told a Florida state jury Monday in the insurance services company's malpractice case against the firm.

  • July 31, 2026

    Law360 Names 2026's Top Attorneys Under 40

    Law360 is pleased to announce the Rising Stars of 2026, our list of more than 160 attorneys under 40 whose legal accomplishments belie their age.

Expert Analysis

  • Series

    Competing At Poker Makes Me A Better Lawyer

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    Playing poker in male-dominated rooms taught me to treat skepticism as background noise when my opponents seem to underestimate me, to apply pressure when it matters and to adapt without losing strategic discipline — skills that are all indispensable in restructuring and insolvency matters, says Alexis Gambale at Pashman Stein.

  • 5 Things Associates Must Ask About Their Firm's Merger Plan

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    The associates who navigate law firm mergers best ask the right questions early, such as inquiring about partners' plans, to assess how the merger could affect their workflow and career path, says Jackie Bokser-LeFebvre at Major Lindsey.

  • 2 'Rocket Dockets' And The Rules That Propel Them

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    The fastest civil trial courts in the country are currently in the Eastern District of Virginia and the Southern District of Florida, and their chief judges provide insights into the court rules that keep them ahead, says Robert Tata at Hunton.

  • Opinion

    SEC Must Clarify Crypto Guidance For Investment Advisers

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    Until the U.S. Securities and Exchange Commission clarifies a conundrum created by recently issued guidance that classifies crypto tokens as digital commodities rather than securities, every registered investment adviser managing a digital commodity portfolio will be simultaneously compliant and exposed, says Nicole Trudeau at Wave Digital Assets.

  • What End Of SEC Settlement Gag Rule Means For Defendants

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    The U.S. Securities and Exchange Commission's recent rescinding of its gag rule prohibiting defendants from publicly denying allegations in settled SEC enforcement actions actually heightens the need to think strategically when negotiating resolutions and pursuing public denials of wrongdoing, say attorneys at Cleary.

  • Opinion

    Regulators Should Use Existing Tools To Jump-Start Crypto

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    The U.S. Securities and Exchange Commission and U.S. Commodity Futures Trade Commission should use existing authority to quickly enable crypto trading, custody, clearing and settlement to reduce uncertainty and lay the groundwork for permanent crypto rules, says Lee Schneider at Ava Labs.

  • Your Next Litigation Hold Should Cover AI Chat Logs

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    The Delaware Chancery Court’s recent decision in Fortis Advisors v. Krafton to treat a CEO’s artificial intelligence chats as substantive evidence is being read as a discovery warning to litigators, but there is a second duty-to-preserve lesson that is especially pertinent to in-house counsel, say attorneys at Faegre Drinker.

  • How SEC, CFTC Proposal Would Ease Private Fund Reporting

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    While the U.S. Securities and Exchange Commission and Commodity Futures Trading Commission’s recent proposal to streamline and lighten certain confidential reporting requirements could bring welcome changes for many private fund advisers, sponsors should consider important nuances of its potential impact, say attorneys at Simpson Thacher.

  • Finding Borrower Risk In The Private Credit Covenant Mix

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    Amid rising caution over private credit defaults, investors and their counsel can gain key insights about borrower risk from the particular combination of financial metrics included in a loan's covenants, not just the number of covenants, say Christopher Armstrong at Stanford University, and Carlo Gallimberti and David Tsui at Analysis Group.

  • Series

    Studying Foreign Languages Makes Me A Better Lawyer

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    Studying Italian and Japanese has shown me that learning a new language can benefit a legal career in several ways, including by demonstrating the importance of approaching problems from a fresh perspective and the value of practicing patience with colleagues and clients, says Anna King at Genworth Financial.

  • Treasury Proposal Maps Compliance Road For Stablecoins

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    Stablecoin issuers should prepare for bank-style anti-money laundering and sanctions obligations under, and consider submitting comments on, the Treasury Department's proposed Genius Act rules, which are reshaping compliance expectations for digital asset businesses and affiliated financial institutions alike, say attorneys at Arnold & Porter.

  • Adapting To AI-Driven Scrutiny Of Foreign Asset Disclosures

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    As the government expands AI-driven, cross-agency fraud detection, foreign asset disclosure should be viewed as part of a broader, data‑driven enforcement ecosystem that prioritizes consistency, documentation and proactive governance, says Logan Koehring at FBT Gibbons.

  • Sizing Up The Rescheduling Hurdles Medical Pot Cos. Face

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    The Justice Department’s recent lowering of certain medical marijuana products to Schedule III means operators — particularly those simultaneously offering federally illegal adult-use cannabis — must implement greater structural discipline to navigate an increasingly fragmented legal landscape if they hope to benefit from new tax deductions and access to capital, say attorneys at Akerman.

  • Claiming The Narrative Before The SEC Files Charges

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    Following the U.S. Securities and Exchange Commission's recent rescission of its no-deny rule, Scott Schneider at FTI Consulting, a former U.S. Securities and Exchange Commission communications official, details when and how to publicly respond to news of a pending regulatory inquiry targeting your company.

  • Class Actions At The Circuit Courts: May Lessons

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    In this month's review of class action appeals, Mitchell Engel at Shook Hardy discusses four recent rulings from cases involving allegations of Title VII violations, the Employment Retirement Income Security Act, prison dental care violations and overcharging for PACER access.

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