May 16, 2011
A New York federal judge on Monday refused to prevent the U.S. Securities and Exchange Commission from using documents procured in a criminal investigation in its civil suit alleging McGinn Smith & Co. and its founders ran a $136 million securities fraud.
May 10, 2011
The wife of a McGinn Smith & Co. Inc. founder lost her bid Monday to walk away from the U.S. Securities and Exchange Commission's New York case alleging the brokerage firm and its founders ran a $136 million securities fraud.
February 01, 2011
The U.S. Securities and Exchange Commission is seeking sanctions against two attorneys and the wife of McGinn Smith & Co. Inc.'s co-founder for allegedly misrepresenting a trust during its $136 million fraud case against the firm and its founders.
January 12, 2011
The federal judge overseeing a McGinn Smith & Co. Inc. founder's $136 million fraud case has blocked a bid to lift the freeze on the assets of a trust in the broker's name.