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April 28, 2003
S.E.C. v. Citigroup Global
Case Number:
1:03-cv-02945
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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December 08, 2025
SEC Eases Decades-Old Wall Street Analyst Restrictions
The U.S. Securities and Exchange Commission has agreed to lift some restrictions imposed on large financial institutions over two decades ago in a crackdown on alleged conflicts of interests involving investment banks and their research analysts, agreeing with the banks that modification of the settlements was proper due to a 2015 rule that addressed the same problem.
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