November 17, 2011

Securities and Exchange Commission v. Mattera et al

Track this case

Case Number:

1:11-cv-08323

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

P. Kevin Castel

Firms

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. December 10, 2013

    SEC Wins Judgment In Convicted Fund Exec's $13M Fraud

    A New York federal judge granted the U.S. Securities and Exchange Commission summary judgment on Monday, in its civil claims against a former mutual fund executive convicted of defrauding investors of $13 million by claiming his fund owned stock in Facebook Inc. and Groupon Inc.

1 other articles on this case. View all »

Parties

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