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August 28, 2012
Financial Industry Regulatory Authority Inc v. Training Consultants LLC et al
Case Number:
8:12-cv-01385
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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September 05, 2012
Securities Test Prep Co. Copied Exam Questions, FINRA Says
The Financial Industry Regulatory Authority last week sued the operator and employees of a company that provides preparation courses for people taking securities industry qualification exams, saying they infringed FINRA's copyrights and breached an agreement not to share test questions.
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