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October 16, 2015

Securities and Exchange Commission v. Lester et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. December 16, 2015

    PE Manager Slams SEC Fraud Case Over $2.8M Deal

    A Colorado private equity manager said Tuesday that the U.S. Securities and Exchange Commission can't pursue an enforcement suit over an alleged $2.8 million diversion of funds to a failing fund, arguing that the SEC hasn't shown anything fraudulent about the transaction.

1 other articles on this case. View all »

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