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October 30, 2015
Bennett et al v. U.S. Securities and Exchange Commission
Case Number:
8:15-cv-03325
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Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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December 22, 2015
Adviser's Spat Over SEC In-House Court Heads To 4th Circ.
The Fourth Circuit looks to become the latest battleground over constitutional challenges to the U.S. Securities and Exchange Commission's in-house court, as an investment adviser has filed notice that she intends to appeal a federal judge's decision to dismiss her suit seeking to halt an administrative proceeding against her.
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