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February 03, 2017

BTIG, LLC v. Floyd Associates, Inc. et al

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Case Number:

2:17-cv-00921

Court:

California Central

Nature of Suit:

Other Statutes: Arbitration

Judge:

Dale S. Fischer

Firms

Companies

Sectors & Industries:

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 20, 2017

    FINRA Panel's $20M Award Over Soured Trade Approved

    A California federal judge on Tuesday upheld a $20 million award issued by a Financial Industry Regulatory Authority panel, finding that the arbitrators had not clearly ignored California law when they held Canadian hedge fund founder Scott Dorey and others liable for losses sustained by a Delaware trading company in a securities deal gone wrong.

2 other articles on this case. View all »

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