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July 18, 2018

Securities & Exchange Commission v. Temenos Advisory, Inc. et al

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Case Number:

3:18-cv-01180

Court:

Connecticut

Nature of Suit:

Securities/Commodities

Judge:

Stefan R. Underhill

Firms

Companies

Sectors & Industries:

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. July 01, 2020

    Adviser To Pay $2M To Settle SEC Suit Over Risky Investing

    A Connecticut-based investment adviser will pay $2 million in disgorgement and civil fines for allegedly investing $19 million in investor money while "grossly understating" inherent risks and failing to conduct even basic due diligence on questionable companies, according to a statement Wednesday from the U.S. Securities and Exchange Commission and its original complaint. 

1 other articles on this case. View all »

Parties

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