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Mealeys

MLex

August 08, 2023

Securities and Exchange Commission v. Stickforth

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Case Number:

1:23-cv-02000

Court:

Colorado

Nature of Suit:

Securities, Commodities, Exchange

Judge:

Philip A. Brimmer

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 08, 2023

    Hedge Fund Exec To Pay $1.8M Over Allegedly Misused Funds

    The U.S. Securities and Exchange Commission on Tuesday asked a Colorado federal judge to approve a $1.8 million deal between the regulator and the former managing director of hedge fund RSF Capital to resolve claims that he misappropriated at least $5 million from 20 investors.

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