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October 30, 2023

Black et al v. Financial Industry Regulatory Authority et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. February 07, 2025

    Ex-Broker Seeks Court Win In Bid To Dismantle FINRA

    A former stockbroker who is fighting a lifetime industry ban has urged a North Carolina federal judge to grant him a win in his suit attempting to unravel the power of the Financial Industry Regulatory Authority, saying the organization is unconstitutionally structured because it deprives him of his right to a jury trial and due process, among other things.

1 other articles on this case. View all »

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