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Ladenburg Thalmann Financial Services Inc
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Order | Filed: April 26, 2024 | Entered: April 26, 2024 Ladenburg Thalmann & Co. Inc. v. Oragenics, Inc.
Contract: Other | Florida Southern
- Order (PAPERLESS or pdf attached)
POST-HEARING ADMINISTRATIVE ORDER. Signed by Magistrate Judge Jonathan Goodman on 4/26/2024. See attached document for full details. (mkr)
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Minutes | Filed: April 26, 2024 | Entered: April 26, 2024 Ladenburg Thalmann & Co. Inc. v. Oragenics, Inc.
Contract: Other | Florida Southern
MOTION Hearing or Evidentiary Motion Hearing
PAPERLESS Minute Entry for proceedings held before Magistrate Judge Jonathan Goodman: Motion Hearing held on 4/26/2024 re 7 Plaintiff's MOTION for Temporary Restraining Order and Preliminary Injunctive Relief. Post-Hearing Administrative Order to follow. Total time in court: 1 hour(s) : 42 minutes. Attorney Appearance(s): Mark J. Astarita, Patrick Joseph Rengstl, Justin Patrick Senior, (Digital JG-09:26:47) (fbn)
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Response | Filed: April 24, 2024 | Entered: April 24, 2024 Ladenburg Thalmann & Co. Inc. v. Oragenics, Inc.
Contract: Other | Florida Southern
Response in Opposition to Motion
RESPONSE in Opposition re 7 Plaintiff's MOTION for Temporary Restraining Order and Preliminary Injunctive Relief filed by Oragenics, Inc.. Replies due by 5/1/2024. (Attachments: # 1 Exhibit A - Oragenics Statement of Claim, # 2 Exhibit B - FINRA service letter, # 3 Exhibit C - Ladenburg CRD, # 4 Exhibit D - Investment Banking Agreement, # 5 Exhibit E - 5-15-23 addendum, # 6 Exhibit F - 7-14-23 addendum, # 7 Exhibit G - FINRA Rule 12200, # 8 Exhibit H - Regulatory Notice 16-25, # 9 Exhibit I - Oragenics 4-19-24 letter to FINRA, # 10 Exhibit J - proposed Order)(Malone, Jarrod)
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