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Thomas Weisel Partners Group Inc.
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Misc | Filed: August 19, 2015 | Entered: August 19, 2015 Securities and Exchange Commission v. Thomas Weisel Partners LLC
Securities/Commodities | New York Southern
Status Report
STATUS REPORT. SEC's Notice of Filing of the Audit of the FINRA Investor Education Foundation (January 1, 2015 to April 30, 2015 and Year Ended 2014) Document filed by Securities and Exchange Commission. (Attachments: # 1 FINRA Investor Education Foundation Financial Statements for the Period from January 1, 2015 to April 30, 2015 and Year Ended December 31, 2014 with Report of Independent Auditors)(Koch, Michael)
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Misc | Filed: July 31, 2015 | Entered: July 31, 2015 Securities and Exchange Commission v. Thomas Weisel Partners LLC
Securities/Commodities | New York Southern
Status Report
STATUS REPORT. SEC's Notice of Filing of Report from the FINRA Investor Education Foundation (January to April 2015) Document filed by Securities and Exchange Commission. (Attachments: # 1 FINRA Investor Education Foundation Report to the SEC of the Global Settlement Funds for the Four Months Ended April 30, 2015)(Koch, Michael)
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Order | Filed: June 23, 2015 | Entered: June 24, 2015 LaSala et al v. Thomas Weisel Partners, LLC.
Contract: Other | New York Southern
Order
ORDER APPROVING REISSUE OF EXPIRED DISTRIBUTION DRAFTS AND AUTHORIZING DONATION TO CHARITY: It is hereby ORDERED that the claims administrator Garden City Group LLC shall reissue the thirty-nine (39) distribution drafts referenced in Stanley D. Bernstein's letter to the Court dated June 15, 2015; and it is further ORDERED that no claims or requests for reissues received after seven days after the date of this Order will be accepted or paid; and it is further ORDERED that whatever funds remain after authorized reissue distribution drafts are cashed or expire shall be donated to the following 501(c)(3) charities in the specified proportion: 1) New York Lawyers for the Public Interest (30%) 2) The Southern Poverty Law Center (10%) 3) MFY Legal Services (30%) 4) Sharsheret (30%). SO ORDERED. (Signed by Judge Shira A. Scheindlin on 6/23/2015) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(ajs)
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