Compliance

  • June 09, 2026

    Judge Won't Seek Wiggin Partner's Ghost Gun Advice After All

    A Connecticut state court judge on Tuesday sustained the attorney general's objection to his plan to ask for advice from a Wiggin and Dana LLP attorney on how to handle a $7.7 million enforcement suit against a Florida-based "ghost gun" supplier.

  • June 09, 2026

    House Report Says NFL Misused Sports Antitrust Exemption

    The National Football League has stretched its use of the antitrust exemption beyond what Congress intended when lawmakers created it 65 years ago, according to a new report from the House Judiciary Committee.

  • June 09, 2026

    Blue Owl Tech Credit Adviser Hit With Excessive Fee Lawsuit

    An adviser subsidiary of private credit giant Blue Owl Capital Corp. faces shareholder derivative claims that it improperly inflated the assets of a technology-focused fund to boost its fees even as those fee increases outpaced the fund's growth.

  • June 09, 2026

    The Law360 400: A Look At The Top 100 Firms

    The race to build the legal industry's largest law firm accelerated in 2025, with major firms leaning on mergers, lateral hiring and strategic expansion to climb the ranks of the Law360 400.

  • June 09, 2026

    Florida Lender Fined $4M Over Unlicensed Calif. Lending

    A Florida-based lender will pay $4 million to the California Department of Financial Protection and Innovation to resolve claims that it has been engaging in unlicensed lending activities in the state and charging borrowers unlawful interest rates and administrative fees on loans.

  • June 09, 2026

    Telecom Managers Deny $20M Fraud As Feds Float Plea Talks

    Three managers from the U.S. arm of Telekom Malaysia denied fraud and identity theft charges Tuesday in Manhattan federal court, as prosecutors who charge them with stealing $20 million from their overseas parent suggested plea talks could get underway.

  • June 08, 2026

    Calif. Tribe Sues To Block Rival Casino In Madera County

    The Picayune Rancheria of the Chukchansi Indians sued the North Fork Rancheria of Mono Indians in California federal court Friday to keep it from developing a competing casino in Madera County, arguing the proposed site doesn't qualify for exceptions under the Indian Gaming Regulatory Act that allow gambling.

  • June 08, 2026

    SF Sues DOE Over Clean Energy Grant's Anti-Diversity Terms

    San Francisco hit the Energy Department with a lawsuit in California federal court Friday, alleging the Trump administration is trying to coerce the city to impose contradictory and legally questionable anti-equity policy funding conditions or else face $130,000 cuts in clean energy infrastructure grants awarded to the city.

  • June 08, 2026

    Eli Lilly Conspiracy Claim In Compound Drug Row Challenged

    A California federal court should toss part of Eli Lilly's third attempt at allegations that a telehealth company, provider group and a now-shuttered pharmacy conspired to falsely advertise compounded versions of its weight loss drugs, the companies argued in a recent motion.

  • June 08, 2026

    Soldier's Maduro Raid Betting Case Set For December Trial

    A federal judge in Manhattan set a December trial date Monday in a "novel" and "complex" insider trading case against a U.S. Army soldier accused of unlawfully profiting off prediction market bets based on his knowledge of the January capture of deposed Venezuelan President Nicolás Maduro.

  • June 08, 2026

    NCUA Moves To Preempt Ill. Swipe-Fee Law For Credit Unions

    The National Credit Union Administration moved Monday to shield federal credit unions from state-level efforts to limit swipe fees, issuing a fast-tracked rule that escalates national regulatory pushback against the Illinois Interchange Fee Prohibition Act.

  • June 08, 2026

    DC Circ. Backs FERC Rejection Of Grid-Planning Deal

    The Federal Energy Regulatory Commission was allowed to reject a proposal by PJM transmission owners that would've allowed the regional grid operator to make grid-planning decisions without the approval of its members committee over an issue with a single amendment, the D.C. Circuit has said.

  • June 08, 2026

    FCC Considering 120-Day Deadline For Permit Approvals

    The Federal Communications Commission plans to propose telling states and municipalities that they have four months to act on applications before it will presume they've "effectively prohibited the provision of wireline telecommunications services," as part of a push to reduce what it perceives as barriers to broadband deployment.

  • June 08, 2026

    Feds Abandon $300M Fraud Case Against Prophecy CEO

    Federal prosecutors have dropped their fraud case against the former CEO of collapsed investment adviser Prophecy Asset Management LP over his alleged involvement in a nearly $300 million hedge fund wipeout.

  • June 08, 2026

    CenturyLink Waited 1 Year To Report Copper Theft Outage

    CenturyLink might be in hot water with the Federal Communications Commission after taking more than a year to file the requisite paperwork with the agency following an outage in Washington state caused by copper theft.

  • June 08, 2026

    FCC Needs To Clarify Router Ban's Scope, Tech Retailers Say

    Retailers are worried about the effect of a Federal Communications Commission effort to clamp down on foreign-made routers sold to consumers, saying the agency needs to better define the range of products covered by the new restrictions, which are aimed at reducing device security risks.

  • June 08, 2026

    Payment Co. Omitted Pay Info From Job Posts, Suit Claims

    Payment processor Vendara routinely omitted pay and benefits information from job postings in violation of Washington state law, an applicant has claimed in a proposed class action, alleging the missing information wasted his time and negatively impacted his earnings.

  • June 08, 2026

    NY AG Alleges 'Sham' Arbitration Co. 'In Cahoots' With Lender

    New York is suing online arbitration platform Mediation and Civil Arbitration Inc. and its two founders, alleging the company fraudulently presents itself as a neutral arbitration forum while, in reality, it is "in cahoots" with a merchant cash advance company and hands out unfair arbitration judgments against small businesses.

  • June 08, 2026

    AT&T Pushes Feds To Preempt Calif. Copper Network Rules

    AT&T continues to press the Federal Communications Commission to declare that agency policy favoring the phaseout of copper wire networks should supersede California rules that make them harder to remove.

  • June 08, 2026

    Lawsuit Seeks To Stop White House UFC Fight

    Two D.C.-area residents sued the National Park Service on Saturday in a bid to halt the UFC mixed martial arts event scheduled for the White House South Lawn on June 14, arguing that the Trump administration illegally authorized the private event by using a regulation meant for government functions.

  • June 08, 2026

    Port Of Tacoma Deal Ends Pollution Row With Enviro Group

    The Port of Tacoma and the Puget Soundkeeper Alliance have reached a tentative agreement to resolve their long-running dispute over wastewater regulation enforcement, with the Washington port agreeing to pay $3.9 million, including attorney fees and research.

  • June 08, 2026

    DC Judge Undoes IRS Wind, Solar Tax Credit Limitations

    A D.C. federal judge has vacated an Internal Revenue Service notice limiting how wind and large-scale solar projects can qualify for two Biden-era clean energy tax credits, finding the Trump administration didn't sufficiently consider reliance interests and explain its rationale for the change.

  • June 08, 2026

    Clearing House To Pay $40.7M Over 'Slush Fund' Claims

    Axos Clearing LLC owes more than $40.7 million to more than 100 claimants for allegedly turning a blind eye as the brokerage firm Worden Capital Management LLC used the claimants' accounts as personal slush funds, following Worden Capital's expulsion by the Financial Industry Regulatory Authority.

  • June 08, 2026

    Archer Can't Ditch Trimmed Joby Air Taxi Trade Secrets Suit

    A California federal judge has said Joby Aviation can forge ahead with a pared-down lawsuit alleging rival electric air taxi developer Archer Aviation misappropriated its trade secrets, but has tossed Archer's "shotgun pleadings" counterclaims alleging Joby misclassified imports to evade tariffs and concealed its China ties.

  • June 08, 2026

    Conn. Objects To Wiggin Partner's 'Ghost Gun' Suit Advice

    The Connecticut state attorney general on Sunday objected to a state judge's request for advice from a Wiggin and Dana LLP attorney on how to handle the state's $7.7 million suit against a Florida-based "ghost gun" supplier, saying the lawyer is involved in other claims against the state that pose a conflict.

Expert Analysis

  • Legal And Regulatory Keys To Sustainable Building Projects

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    While the federal government continues to roll back environmental regulations, market momentum toward high-performance, energy-efficient commercial real estate as a defining driver of long-term value remains robust — so developers should understand how applicable standards and regulatory frameworks will affect projects, say attorneys at CGS3.

  • Crypto Trading App Statement Advances SEC's New Direction

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    While the U.S. Securities and Exchange Commission's staff statement from last week carving out an exemption from broker-dealer registration for crypto-trading apps isn't a formal or permanent rule, it's the clearest signal yet of a quickly emerging coherent regulatory framework for digital assets, says Stephen Aschettino at Fox Rothschild.

  • How Cos. Can Prep For Conn. Data Privacy Amendments

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    Effective July 1, 2026, amendments to the Connecticut Data Privacy Act narrow the safe harbor for data used by banks, insurance companies and other financial services businesses, highlighting how state regulators plan to focus on how companies handle sensitive data and honor the data rights of the state's residents, say attorneys at Day Pitney.

  • E-Discovery Quarterly: Recent Rulings On ESI Control

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    Several recent federal court decisions have perpetuated a split over what constitutes “control” of electronically stored information — with judges divided on whether the standard should turn on a party's legal right or practical ability to obtain the information, say attorneys at Sidley.

  • Record Penalty Sets Stage For FinCEN Whistleblower Awards

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    The Financial Crimes Enforcement Network’s record $80 million penalty against Canaccord, together with the agency's recently proposed rule on whistleblower awards, signals an increasingly aggressive enforcement posture and illustrates the significant financial stakes associated with reporting violations, says Marlene Koury at Constantine Cannon.

  • How Guidance Narrows Federal Telework Accommodations

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    A recent FAQ from the U.S. Equal Employment Opportunity Commission and the U.S. Office of Personnel Management offers agencies several ways to narrow telework as an accommodation for federal employees, including through in-office alternatives, revisiting prior approvals and substituting leave for situational telework, says Lori Kisch at Kalijarvi Chuzi.

  • What GAO Report Reveals About CFPB Cutbacks

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    The U.S. Government Accountability Office's first report on the downsizing of the Consumer Financial Protection Bureau details an agency facing less funding and aggressive efforts to shrink its workforce and docket — suggesting that the bureau will face sharper choices about where to deploy staff and litigation resources, say attorneys at Troutman.

  • Calif. Truck Regs Now Require Multiple Compliance Strategies

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    California's various vehicle and truck emissions programs now move on different legal tracks, impose different obligations and create different business risks on different timelines — so companies that treat them as one package subject to a federal Clean Air Act waiver risk missing deadlines and mispricing contracts, says Thierry Montoya at FBT Gibbons.

  • Insurer Lessons From 1st Wave Of GenAI Coverage Rulings

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    Several pending cases target the issue of whether generative AI may appropriately replace human professional decision-making, and though each case is still in discovery, the decisions thus far provide insurers with guidance on how courts may view these claims, say attorneys at Simpson Thacher.

  • The Role Of Operational Data In Tech Platform Liability Suits

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    As litigation becomes a de facto substitute for the regulation of major technology platforms, with plaintiffs advancing claims under product liability, public nuisance and consumer protection laws, among others, courts are evaluating how platform systems operate in practice based on large-scale operational data, say attorneys at Brattle.

  • A Data-Driven Guide For Navigating The 2026 Oil Price Shock

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    With the Iran war disrupting tanker traffic through the Strait of Hormuz, oil price volatility has soared, and this extreme price dislocation is likely to generate complex legal disputes — but companies can protect themselves by preserving every scrap of market data available, say Peter Niculescu and Leslie Rahl at Capital Market Risk Advisors.

  • 7 Tips For Employers On Calif. Decision-Making Tech Rules

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    Over the next eight months, many California employers must prepare to comply with challenging new requirements under the California Consumer Privacy Act that constitute the most comprehensive set of rules in the country on the use of automated decision-making technology, say attorneys at Littler.

  • Employer Considerations After FTC's Noncompete Warning

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    In light of Federal Trade Commission leadership's recent message that the agency remains committed to challenging noncompetes that operate as restraints of trade, employers should take several practical steps in order to reduce regulatory risk, including auditing existing agreements and narrowing restrictions, says Christopher Pickett at UB Greensfelder.

  • How Banks Can React To Risks In FinCEN Whistleblower Rule

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    Financial institutions should reassess and, if necessary, strengthen existing policies, procedures and other frameworks related to whistleblowers and internal reporting in light of the Financial Crimes Enforcement Network's recent proposal to formalize a whistleblower award program, say attorneys at Arnold & Porter.

  • 2 Discovery Rulings Break With Heppner On AI Privilege Issue

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    While a New York federal court’s recent ruling in U.S. v. Heppner suggests that some litigants’ communications with AI tools are discoverable, two other recent federal court decisions demonstrate that such interactions generally qualify for work-product protection under the Federal Rules of Civil Procedure, says Joshua Dunn at Brown Rudnick.

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