Compliance

  • June 26, 2026

    SEC, CFTC Seek Input To Align Portfolio Margining Rules

    The U.S. Commodity Futures Trading Commission and U.S. Securities and Exchange Commission on Friday issued a joint call for feedback on ways they can align their respective portfolio margining requirements to clear the path for leveraged trading involving both equities and derivatives markets.

  • June 26, 2026

    Bosch DOJ Declination Shows Benefits Of Early Self-Reporting

    The U.S. Department of Justice's recent decision not to prosecute German technology company Bosch for exporting products to a sanctioned Chinese company signals to businesses that prompt self-reporting to the government can help them secure a declination even for serious national security offenses.

  • June 26, 2026

    PACER Fees Will Rise To Fund Cyber Defense Upgrades

    The federal judiciary announced Friday it will temporarily increase the fees for electronic access to court records to pay for a potential $800 million upgrade that will modernize and strengthen court records systems PACER and CM/ECF, an upgrade it previously said is needed to respond to escalating cyberattacks.

  • June 26, 2026

    Employment Authority: Amazon Row May Spark Cemex Test

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on how an ongoing bargaining dispute between Amazon and the Teamsters may have created a path to review a Biden-era bargaining order standard, the unanswered questions arising from a New York Court of Appeals decision on age limits for state judges, and how the Ninth Circuit is currently considering whether an employee can consent to arbitrate a dispute if they don't open emails with arbitration opt-out instructions.

  • June 26, 2026

    Real Estate Recap: Housing Bill, NY Rent Freeze, Surfside

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including attorney reactions to the bipartisan housing bill stalled on President Donald Trump's desk, New York's rent freeze on rent-controlled housing, and the five-year anniversary of the condo collapse in Surfside, Florida.

  • June 26, 2026

    Texas Justices Revive Fraud Suit Over Criminal Defense Fees

    The Texas Supreme Court gave a man convicted of aggravated assault another chance to claim his defense attorneys are liable for fraud, saying Friday that the doctrine that generally bars criminal defendants from suing their attorneys doesn't immunize defense counsel from tort claims.

  • June 26, 2026

    Kalshi Loses Bid To Keep Mich. Gambling Suit In Fed. Court

    A Michigan federal judge has remanded to state court a suit by Michigan's attorney general against Kalshi over claims the prediction market platform is violating state gambling laws, finding Kalshi failed to sufficiently argue that the suit should remain in federal court.

  • June 26, 2026

    Polymarket Tricks Young People Into Gambling, Suit Says

    An association of attorneys and consumer advocates accused Polymarket and its executives Friday of crafting "flagrantly deceptive and unfair marketing" that draws Americans, especially college students, to its prediction market platform.

  • June 26, 2026

    Pfizer Beats Ex-Worker's Whistleblower Retaliation Suit

    Pfizer defeated a former employee's whistleblower retaliation suit Friday after a California federal judge ruled the "uncontroverted material facts" show the company would have fired him for "legitimate, independent reasons" even if he did engage in protected whistleblowing.

  • June 26, 2026

    Judge Tells Feds To Justify Bid To Drop Adani Prosecution

    A New York federal judge Friday told prosecutors their "terse, bland, and conclusory statement" asking the court to drop a fraud case accusing several individuals of orchestrating a $250 million bribery scheme to secure lucrative Indian government renewable-energy contracts was not sufficient without further information.

  • June 26, 2026

    Contractor Not Liable For 'Obvious Danger': Texas Justices

    The Texas Supreme Court did away with an injured roofer's $4.6 million verdict against a general contractor, saying Friday that an independent contractor like the roofer cannot recover in the case of an "open and obvious danger."

  • June 26, 2026

    Ex-Celsius Exec Fights For Share Of D&O Defense Fund

    A former executive for the bankrupt cryptocurrency firm Celsius Network has told a New York federal court that he is entitled to directors and officers liability coverage for his costs defending a criminal case in which he pled guilty to manipulating the price of the firm's crypto token.   

  • June 26, 2026

    Norfolk Southern's Post-Mallory Arguments Fail, Justices Told

    A rail worker's estate told the U.S. Supreme Court on Friday that Norfolk Southern cannot keep trying to evade a Federal Employers' Liability Act lawsuit by refashioning its constitutional challenge to Pennsylvania's business-registration statute asserting jurisdiction over the rail giant.

  • June 26, 2026

    Supreme Court Pauses Fine In Journalist's Appeal

    The U.S. Supreme Court on Friday stayed a D.C. Circuit ruling upholding a civil contempt order against former Fox News journalist Catherine Herridge, further staving off a district judge's $800-per-day fine for refusing to expose her source.

  • June 26, 2026

    FCC Tweaks Alaska Rural Deployment Performance Plans

    Following feedback from the telecom industry, the Federal Communications Commission has made a few changes to the performance plans Alaska Connect Fund recipients have to submit outlining how they plan to deploy and maintain their networks.

  • June 26, 2026

    American Airlines Passenger Says Employee Broke Her Arm

    An American Airlines employee repeatedly ignored warnings about a passenger's medical condition while rendering assistance which resulted in a severe arm fracture, according to a suit filed Friday in Texas federal court.

  • June 26, 2026

    T-Mobile Asks High Court To Refund Its $92M In FCC Fines

    T-Mobile has urged the U.S. Supreme Court to wipe out $92 million in fines it and Sprint were slapped with for selling users' location data, saying that even though the justices have declared the FCC can level such fines and companies can just refuse to pay, the telecom "did not have the benefit" of that decision at the time.

  • June 26, 2026

    Wells Fargo Customers Denied Class Cert. In Cash Sweep Suit

    A California federal judge determined Friday a proposed class of Wells Fargo customers accusing the bank of underpaying interest on cash sweep accounts can't be certified as of now because better inquiries are required into the statute of limitations in each potential member's state of residence.

  • June 26, 2026

    To Protect And Stalk: How Some Police Misuse Plate Readers

    Police officers' abuse of public surveillance technology to stalk people in their private lives highlights the need for greater transparency and accountability when it comes to how these tools are used, say experts.

  • June 26, 2026

    DC Circ. Affirms FDA Can Block Norwich's IBS Generic

    The D.C. Circuit on Friday backed the U.S. Food and Drug Administration's lower court win in Norwich Pharmaceuticals' challenge to the agency's refusal to approve an application to bring a generic version of a prescription antibiotic for irritable bowel syndrome to market until 2029.

  • June 26, 2026

    DC Circ. Preserves Biden-Era EPA Soot Rule

    The D.C. Circuit Friday rejected challenges from Republican states and business groups to a Biden-era rule setting tighter national limits on soot, as well as the Trump administration's request to vacate the rule.

  • June 26, 2026

    Trans Sprinter's Bias Suit Against NY College Can Go Forward

    A New York state judge trimmed a transgender athlete's discrimination suit over being banned from a university's track meet, but preserved her claim that the school wrongly based its decision on President Donald Trump's executive order barring transgender women from competition.

  • June 26, 2026

    SEC Awards $20M To Securities Fraud Whistleblower

    The U.S. Securities and Exchange Commission has granted an award of about $20 million to a whistleblower for providing a tip to the agency about an alleged sophisticated securities manipulation scheme that led to an investigation, successful enforcement action and settlement.

  • June 26, 2026

    Bankers Want Beefed Up 'Know Your Customer' FCC Rules

    Bankers are behind the Federal Communications Commission all the way when it comes to the agency's plan to impose "know your customer" rules on originating telecom providers and fining those that don't comply, myriad financial service trade groups have told the commission.

  • June 26, 2026

    DC Circ. Backs CMS In Medicare Advantage Rating Fight

    A D.C. Circuit panel on Friday upheld the Centers for Medicare & Medicaid Services' calculation of a Louisiana insurer's Medicare Advantage star rating, rejecting the insurer's claims that the agency unlawfully included data from a contract that had been folded into another one.

Expert Analysis

  • Employer Tips After 4th Circ. Rejects Trimmed Suit Deadlines

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    The Fourth Circuit's recent holding in Thomas v. EOTech that employers cannot use contractual provisions to shorten statutory filing periods for Title VII or Age Discrimination in Employment Act claims offers a warning for employers to review any such documents and reassess their litigation risk, say attorneys at Ogletree.

  • 1st Surveillance Pricing Law In Md. Reflects Broader Scrutiny

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    A new law will make Maryland the first state to target data-driven or surveillance-based price manipulation, highlighting increased scrutiny from federal and state enforcement agencies and policymakers as they consider whether new laws are required to regulate dynamic pricing, say attorneys at Pillsbury.

  • Binance Win Shows Constraints On Anti-Terrorism Act Claims

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    The Southern District of New York's recent ruling in Troell v. Binance illustrates that the Second Circuit's earlier decision in Ashley v. Deutsche Bank is holding weight with courts, and companies facing aiding and abetting risk should thus monitor evolving case law and assess exposure based on nexus allegations, say attorneys at Freshfields.

  • Understanding The Insider Trading Gap In Prediction Markets

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    While the first-ever insider trading indictment involving a prediction market — the recent prosecution of a service member involved in the capture of Nicolás Maduro — comprised extreme facts and straightforward legal theories, future cases will test the bounds of insider trading law, say attorneys at Baker McKenzie.

  • Accelerated Psychedelic Therapy Pathways Require Caution

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    President Donald Trump's new executive order aiming to accelerate the approval of psychedelic drugs for the treatment of mental health disorders will likely bolster investigational psychedelic therapies, but parties within the psychedelic product supply chain will still need to prepare for potentially burdensome compliance requirements, say attorneys at Morgan Lewis.

  • Heppner Ruling Left AI Privilege Risk For Lawyers Unresolved

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    While a New York federal judge’s recent ruling in U.S. v. Heppner resolved a privilege question surrounding client-side artificial intelligence use, it did not address how to mitigate the risks that can arise when confidential information enters the operative context of an AI system used by an attorney, says Jianfei Chen at Quarles & Brady​​​​​​​.

  • The Growing Importance Of Nature-Related Disclosures

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    The International Sustainability Standards Board's recent vote to develop nonmandatory nature‑related disclosure guidance reduces immediate compliance pressure, but it does not eliminate the practical relevance of such risks for companies that already prepare sustainability reports or operate across jurisdictions with differing expectations, say attorneys at ArentFox Schiff.

  • Employers Need To Mitigate Risk From ICE's Quiet I-9 Shift

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    U.S. Immigration and Customs Enforcement’s quiet update to employment verification guidance effectively erased a long-standing good faith safe harbor, and should prompt employers to self-audit existing records, strengthen Form I-9 procedures and develop protocols for quickly responding to inspection notices, say attorneys at Klasko.

  • Live Nation Shows States, Experts Key To Antitrust Verdicts

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    A New York federal jury's recent finding that Live Nation unlawfully monopolized primary ticketing services and amphitheaters demonstrates that states will not defer to federal agencies when they believe anticompetitive conduct warrants stronger action and highlights the vital role of economic expert testimony in antitrust cases, say attorneys at Paul Weiss.

  • Expect US Enforcers' Cartel Crackdown To Continue

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    Since agencies’ coordinated enforcement efforts targeting cartel-related activity have not slowed, U.S. companies in Latin America should assess new business lines for designated-cartel ties, scrutinize highest-risk third parties, and enhance training and internal investigation practices, say attorneys at Miller & Chevalier.

  • How To Limit Accounting Fraud Risk As SEC Focus Persists

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    Despite the U.S. Securities and Exchange Commission's pullback on crypto, cybersecurity and recordkeeping cases, accounting fraud remains a core enforcement priority, making it important for public companies and auditors to strengthen controls, investigations and whistleblower processes, say attorneys at Pillsbury.

  • The Ethics And Practicalities Of Representing AI Agents

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    With autonomous artificial intelligence agents now able to take action without explicit instructions from — or the awareness of — their human owners, the bar must confront whether existing frameworks like informed consent and client privilege will be sufficient on the day an AI agent calls seeking counsel, say attorneys at Morrison Cohen.

  • OCC Proposal Frames Key Genius Act Implementation Issues

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    The Office of the Comptroller of the Currency's recently proposed rule under the Genius Act previews federal expectations on permissible activities for stablecoin issuers, offering an early guide to potential compliance burdens and state-federal equivalency debates as the stablecoin regulatory regime continues to take shape, say attorneys at Alston & Bird.

  • 9th Circ.'s Silence Prolongs Uncertainty On Cemex Framework

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    By affirming a bargaining order in Cemex Construction Materials v. National Labor Relations Board without opining on the NLRB’s 2023 expansion of its authority to issue such orders, the Ninth Circuit avoided direct conflict with the Sixth Circuit’s rejection of the same framework, prolonging uncertainty for employers facing union elections, say attorneys at Dinsmore & Shohl.

  • Surveying The CFTC Campaign To Control Prediction Markets

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    The U.S. Commodity Futures Trading Commission is simultaneously asserting exclusive jurisdiction over prediction markets and signaling aggressive enforcement within them, a combination that will reshape the regulatory landscape for event contract platforms — pending the outcome of several court cases throughout the country and a likely circuit split, say attorneys at Paul Weiss.

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