Compliance

  • September 24, 2026

    Ex-Tricolor CEO Says Feds Botched Warrants In Fraud Case

    The former CEO of Tricolor Holdings on Thursday urged a Manhattan federal judge to bar any evidence seized from searches of his communications from being used to support accusations that he deceived lenders and investors about the subprime auto lender's assets before it crashed into bankruptcy with $1 billion in debt, saying federal agents ran roughshod over the Fourth Amendment.

  • September 24, 2026

    Fed Pitches Stablecoin Issuer Rules In Latest Genius Act Push

    The Federal Reserve Board on Thursday proposed rules to set key prudential standards and other guardrails for stablecoin issuers under its oversight, rounding out an initial phase of rulemaking at the federal banking agencies to implement the U.S. stablecoin law known as the Genius Act.

  • September 24, 2026

    Paramount Judge Won't 'Rubber Stamp' States' Merger Deal

    A California federal judge questioned state enforcers Thursday about the details of their proposed settlement to resolve antitrust litigation challenging Paramount Skydance's planned $110 billion purchase of Warner Bros. Discovery, telling counsel, "The court isn't a rubber stamp," and "I've got questions, and I'm not the only one."

  • September 24, 2026

    FTC Eyes Tech Cos.' Profits In Fight Against Online Scam Ads

    The Federal Trade Commission said Thursday it wants input on whether it should update rules for preventing impersonation scams online, homing in on ad optimization tools that have helped scammers net billions from consumers while allowing tech companies to "internalize the revenue but externalize the risk."

  • September 24, 2026

    CFTC Allows Tokenized Investments, Blockchain Records

    The U.S. Commodity Futures Trading Commission updated crypto guidance on Thursday to note that registrants can invest customer funds in tokenized versions of otherwise permitted investments and use blockchain tech to meet recordkeeping requirements.

  • September 24, 2026

    Calif. Bill Deals Blow, But Not Knockout, To Tracking Suits

    A California bill awaiting the governor's signature is poised to reduce the swell of litigation under the California Invasion of Privacy Act, but the narrow scope of the pending lawsuit ban leaves open other avenues for plaintiffs to target the widespread use of website tracking technologies.

  • September 24, 2026

    SEC May Preview Accredited Investor Changes Next Week

    The U.S. Securities and Exchange Commission next week plans to take a step closer to expanding the number of individuals eligible to invest in startups and other private companies, and also revisit rules around investment adviser compensation.

  • September 24, 2026

    FINRA Fines Vanguard $950K For Account Reporting Issues

    The Financial Industry Regulatory Authority has fined a Vanguard Group broker-dealer $950,000 for sending inaccurate account statements to customers who rely on those statements when filing their taxes.

  • September 24, 2026

    TikTok Loses Bid To Trim Kids' Data Privacy Suit In Calif.

    A California federal judge on Thursday refused TikTok's bid to trim claims from a proposed class action alleging that the platform exploits the private information of users under 13, saying at a hearing that the question of whether previous TikTok settlements bar the plaintiffs' claims should be saved for later.

  • September 24, 2026

    PE Funds Use AI To Tailor Strategies Amid Heavy Competition

    Almost all U.S. private equity firms expect artificial intelligence to fundamentally change their investment strategies, according to a new BDO survey, as funds apply the technology across every stage of the deal cycle, from deal sourcing to diligence.

  • September 24, 2026

    Labcorp Inks $2.3M Deal To Resolve Multistate Data Breach

    Labcorp will pay nearly $2.3 million and adopt data security changes under a multistate settlement resolving investigations into a 2019 breach at its former debt collection vendor, a group of state attorneys general announced Thursday.

  • September 24, 2026

    Borrowers Sue Ed. Dept. Over 'Plain Wrong' Credit Reporting

    Student loan borrowers Thursday sued the U.S. Department of Education in Washington, D.C., federal court, alleging it has tarnished hundreds of thousands of consumer credit histories by falsely reporting billions of dollars in discharged loans as still outstanding.

  • September 24, 2026

    AGs Push Congress To Regulate AI But Not Preempt State Laws

    Nearly half the attorneys general in the United States implored Congress in a letter Thursday to "immediately" regulate the artificial intelligence industry and prohibit federal action from preempting state laws, telling U.S. House and Senate leaders that national security is at stake.

  • September 24, 2026

    Match Group Hit With Del. Suit Over Dating App Safety

    A Match Group Inc. stockholder has sued the dating app company in the Delaware Chancery Court for access to board records, saying it wants to investigate whether directors adequately monitored reports of sexual assault and other violence involving users of Tinder, Hinge and other Match-owned platforms.

  • September 24, 2026

    FCC Warns Broadcasters To Comply With Renewal Guidelines

    The Federal Communications Commission has warned broadcast licensees to comply with renewal processing guidelines, but nevertheless directed the Media Bureau to process five pending applications that failed to prepare their compliance records properly.

  • September 24, 2026

    Trump's Antitrust Pick Advances Amid Independence Worries

    President Donald Trump's pick to lead the antitrust division at the U.S. Department of Justice advanced to the Senate floor on Thursday, despite Democratic concerns about agency independence.

  • September 24, 2026

    Texas Utility Commission Looks To Quash Coal Subpoena

    The Public Utility Commission of Texas is pushing back against a subpoena issued by BlackRock in a suit from Republican state attorneys general accusing asset managers of driving up coal prices by pressuring producers to lower their output to meet emission reduction goals.

  • September 24, 2026

    Colo. Seeks Toss Of ICE Contractor's Inspection Law Suit

    The Colorado attorney general and state health officials are defending a new state health inspection law governing an immigration detention center in Aurora, urging a Colorado federal court to toss much of The GEO Group Inc.'s lawsuit challenging the law's constitutionality.

  • September 24, 2026

    Congressional Probes Raise Legal, 'Reputational' Risks

    An array of companies and executives may face investigations over their dealings with the Trump administration if Democrats take control of Congress, raising the possibility that some may refuse to comply. But experts say holding out hope for a mass pardon or expecting the Justice Department not to pursue contempt charges is a risky bet.

  • September 24, 2026

    Walmart Pays $16M To End Expired Formula Sales Claims

    Walmart has agreed to pay $16 million to resolve claims that it sold expired infant formula and over-the-counter drug products to consumers after their expiration dates, the Sonoma County District Attorney's Office announced on Wednesday.

  • September 24, 2026

    Judge Dubious Of DOJ Offer On Harvard Admissions Data

    A Massachusetts federal judge appeared skeptical Thursday of assertions by a Trump administration lawyer that the government was always willing to negotiate with Harvard University before bringing a lawsuit seeking a decade's worth of admissions data for hundreds of thousands of applicants.

  • September 24, 2026

    NY Accuses Polymarket Of Illegal Gambling Operation

    New York sued Polymarket on Thursday alleging it runs an illegal gambling operation in the state through its sports prediction markets, the same day that Polymarket lodged its own suit accusing the state of intruding into the federal government's regulatory authority over derivatives trading.

  • September 23, 2026

    Huawei Used Joint Venture Talks For IP Heist, Jury Hears

    Jurors in the corporate criminal trial of Huawei saw evidence Wednesday suggesting proprietary information for Quintel Tech. Ltd.'s technology for improving cell phone reception was used in a patent application by a Huawei engineer amid joint venture talks, as prosecutors continued to assert the Chinese telecommunications giant made trade secret theft one of its central business strategies.

  • September 24, 2026

    Litigation Spending To Keep Climbing While Biz Risks Mount

    Big companies will increase their litigation budgets yet again next year, as navigating legal risk is now an essential element of achieving strategic business goals, according to a new report.

  • September 23, 2026

    NM Offers Infernal Literature Lesson In Meta Trial Closing

    New Mexico wrapped its data privacy trial against Meta on Wednesday by likening the social media company's alleged habitual lying about data protection to the worst of sins in Dante's "Inferno," asking the jury, "Does lying matter?"

Expert Analysis

  • Del. High Court Ruling Signals Next Post-Jarkesy Phase

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    The Delaware Supreme Court recently ruled in Swan Energy v. Investor Protection Unit that the jury trial principles underlying the U.S. Supreme Court’s Jarkesy opinion do not compel the same result under the state's constitution, offering state courts a road map for the next phase of administrative enforcement litigation, says Benjamin Lajoie at Nelson Mullins.

  • Managing Data Center Power Issues, Public Pushback

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    The many risks associated with data center construction include power availability, government regulations and public opinion, and contractual disputes — but these can be mitigated with careful project controls, planning and targeted contract drafting, say Randa Adra and Lily Geyer at Crowell & Moring, and Natasha Dahl at Ankura.

  • Handling Section 301 Tariffs When CBP Detains Goods

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    Importers subject to Section 301 tariffs on goods under a U.S. Customs and Border Protection forced labor hold should consider three approaches when deciding whether to pay tariffs on goods that may ultimately be excluded, or wait and watch port demurrage compound daily, says James Ferry at Ferry Trade.

  • Data Center Risks Include Schedules, Supply Chain, Labor

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    Managing the dynamic technical and legal risks related to data center development requires sophisticated strategies for dealing with compressed schedules and liquidated damages, supply chain and long-lead equipment challenges, and labor shortages and productivity issues, say Randa Adra and Lily Geyer at Crowell & Moring, and Natasha Dahl at Ankura.

  • Rethinking Risk And Value In Private Credit Disputes

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    Private credit disputes will increasingly turn on whether lenders recognized enterprise-value risk and updated marks as borrower conditions changed, making valuation processes, trigger frameworks and portfolio oversight critical for investors and litigants, say Isil Erel at the Ohio State University and Farooq Javed at The Brattle Group.

  • How To Limit Trading Risk When AI Accesses Nonpublic Info

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    Financial firms' increasing adoption of artificial intelligence raises questions about how to control AI tools' access to nonpublic information to mitigate the risk of a trading, surveillance or enforcement problem, but designing policies to prevent misuse may help, say attorneys at Skadden.

  • Lessons From 5 Months Of DOJ Corporate Policy Deals

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    Recent declinations and prosecution agreements between the U.S. Department of Justice and corporations since the March unveiling of the corporate enforcement and voluntary disclosure policy provide takeaways for management considering how to respond to corporate misconduct, says Brendan Quigley at Baker Botts.

  • Calif. OppFi Suit Outlines Key Criteria For Bank Partnerships

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    A California state court's recent ruling in OppFi v. Hewlett offers fintech-bank partnerships a blueprint for structuring lending programs to withstand future true lender challenges, while signaling that enforcement theories may face added scrutiny under the state's ban on underground regulations, say attorneys at Womble Bond.

  • AG Watch: Va. Auto Renewal Law Clears Enforcement Path

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    The most consequential aspect of recent amendments to Virginia's automatic renewal law is the enforcement authority it creates, giving the attorney general a clear statutory pathway to pursue cases involving subscription-related compliance failures under the Virginia Consumer Protection Act, says Chuck Slemp at Cozen O'Connor.

  • Opinion

    After Monsanto, Defense Bar Must Build Case Against Lohr

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    The U.S. Supreme Court's recent decision in Monsanto v. Durnell has helped to demolish the foundation for its problematic 1996 ruling in Medtronic v. Lohr — so now defense counsel should lay the groundwork for the high court to overturn Lohr, say attorneys at Blank Rome.

  • Justices' FTC Ruling Weakens Qui Tam's Constitutional Base

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    The U.S. Supreme Court’s holding in Trump v. Slaughter, expanding presidential control over those exercising executive power, suggests that courts may be receptive to arguments challenging the constitutional foundations of the False Claims Act’s qui tam mechanism, says Daniel Passeser at Wiggin.

  • FTC-Deere Deal Tells Cautionary Tale On Repair Access Limits

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    A recent proposed Federal Trade Commission antitrust settlement in Illinois federal court requires Deere & Co. to provide access to repair services previously available only to authorized dealers, and companies that limit access to aftermarket resources should ensure they can substantiate the reasoning behind any restrictions, say attorneys at Freshfields.

  • 9th Circ. Rule Block Unlikely To Deter FinCEN Cartel Focus

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    The Ninth Circuit recently blocked the Financial Crimes Enforcement Unit's border cash reporting rule, interpreting it as an impermissible use of an emergency anti-money laundering tool, but regulators are more likely to see the opinion as a road map for building a more defensible rule, say attorneys at Bradley Arant.

  • 5 Financial Statement Fraud Red Flags To Spot Post-Sripetch

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    The U.S. Supreme Court recently held in Sripetch v. U.S. Securities and Exchange Commission that disgorgement exists to strip a wrongdoer of unjust enrichment, not merely to compensate victims for what they lost, shifting the work at the center of securities fraud cases in five ways, says Rand Manasse at Green Lane Partners.

  • What Cos. Must Know About EPA Water Monitoring Proposal

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    The U.S. Environmental Protection Agency's newly proposed rule that would require public water systems to monitor for 30 unregulated drinking water contaminants does not impose new obligations on companies, but the data collected could affect future policy, investigations and litigation, says Ayodeji Ayolola at Gordon Rees.

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