Compliance

  • August 17, 2026

    Ex-Goldman Exec Ordered To Pay $860K For Not Filing FBAR

    A D.C. federal judge on Monday ordered former Goldman Sachs banking executive Patricia L. Bowden to pay more than $860,000 in damages after she failed to take action in the federal government's lawsuit that alleged she willfully failed to report her Australian bank accounts to the Internal Revenue Service.

  • August 17, 2026

    Calif. AG Pans Bid To Pause Social Media Algorithm Limits

    The California attorney general urged a federal judge to deny requests from TikTok, Meta and Google to block enforcement of a state law barring them from using algorithms to deliver feeds to children, saying the court already denied a preliminary injunction and should not grant one pending the companies' appeal.

  • August 17, 2026

    Feds Back NJ Drivers' Bid To Void NYC Congestion Pricing

    The Trump administration threw its support behind New Jersey and out-of-state drivers suing to shut down New York's congestion pricing, saying a Biden-era federal agreement that gave New York's program the green light was invalid from the start.

  • August 17, 2026

    TD Bank Still Faces Much Of Ex-Employees' Chinese Bias Suit

    A New York federal judge on Monday trimmed a proposed class action accusing TD Bank of discriminating against employees of Chinese national origin in the wake of federal anti-money laundering investigations, saying former employees sufficiently alleged disparate treatment based on their national origin but not any policy that targeted them.

  • August 17, 2026

    Meta Loses 'Hail Mary' Sanctions Bid On Eve Of AGs' Trial

    A California federal judge Sunday denied Meta's request for spoliation sanctions against state attorneys general that would've barred a Meta whistleblower from testifying in the upcoming high-stakes social media addiction bellwether trial, ruling that Meta's request was an "obvious" "Hail Mary attempt to eliminate a strong witness" before trial.

  • August 17, 2026

    Law Firm's Challenge To 2021 Statute Falls Short, Judge Says

    A Georgia federal judge on Monday dismissed a lawsuit brought by an attorney and his firm alleging a 2021 law designed to combat money laundering could force the attorney to violate attorney-client privilege, finding the plaintiffs had failed to allege any concrete injury that would empower them to pursue the case. 

  • August 17, 2026

    9th Circ. Says Statute Mandates Central Valley Contract Switch

    A Ninth Circuit panel on Monday ruled the U.S. Bureau of Reclamation had no duty to complete environmental reviews before it converted dozens of water service contracts for the Central Valley Project in California in a process intended to help fund storage improvements.

  • August 17, 2026

    Virginia Hemp Cos. Lose Bid To Halt THC Cap

    A Virginia federal judge has refused to block a state law placing new potency caps on THC products, ruling that the hemp businesses opposing the law are unlikely to succeed with claims that the law constitutes an unconstitutional taking.

  • August 17, 2026

    HP Shareholders Seek Final OK For Derivative Suit Deal

    Stockholders who accused HP's top brass of misleading investors about sales and profits within the company's supplies division have asked a California federal judge to grant final approval to a deal that will require HP to adopt and maintain certain corporate governance reforms for at least four years.

  • August 17, 2026

    JPMorgan Loses State Trade Secret Claims In Data Suit

    JPMorgan Chase Bank cannot pursue state law trade secret claims against a data analytics company over the alleged misuse of credit card data supplied for regulatory purposes, with a Delaware federal judge ruling Monday that the bank still hasn't tied that conduct to Delaware or Ohio.

  • August 17, 2026

    Kalshi Loses Bid To Block Conn. Enforcement

    A Connecticut federal judge has denied a bid from KalshiEX to keep offering sports contracts while it pursues an appeal before the Second Circuit, finding the prediction market's arguments for a stay had already been rejected by the court and that it has not shown it is likely to win on appeal.

  • August 17, 2026

    Doxo To Pay FTC $2.1M Over Misleading Ads And Fees

    Doxo will pay $2.1 million to settle Federal Trade Commission claims that the online bill pay service and two co-founders misled consumers about fees and used deceptive advertising to impersonate billers, the commission announced on Monday, after a Washington federal judge granted partial summary judgment earlier this year.

  • August 17, 2026

    CFTC To Seek Feedback On AI Chip Futures

    The Commodity Futures Trading Commission is weighing the future of derivatives contracts that could offer artificial intelligence companies a way to hedge their bets on the cost of chips, with the CME Group recently asking for permission to launch such contracts.

  • August 17, 2026

    FCC Turns Down Bid To Revisit Campaign Ad Pricing Policy

    The Federal Communications Commission declined a petition asking it to reconsider guidance the agency put out earlier this year about political ads, saying the "central premise" of the request was "wrong many times over."

  • August 17, 2026

    Blue States Say FTC Can't Regulate Trans Youth Health

    A group of left-leaning states, including Massachusetts and California, asked a Texas federal court to toss a Federal Trade Commission suit against the World Professional Association for Transgender Health, saying Monday that the FTC's suit constitutes a "federal attack on state-regulated transgender healthcare."

  • August 17, 2026

    Paramount Wants AGs, WGA To Pay $1.9B Merger Suit Bond

    Paramount Skydance Corp. put a price tag Monday on waiting until next year to close its planned $110 billion purchase of Warner Bros. Discovery, asking a California federal judge to impose an approximately $1.9 billion bond requirement on the Democratic attorneys general and the Writers Guild of America challenging the deal.

  • August 17, 2026

    Justices Won't Reconsider Verizon's $47M FCC Fine

    The U.S. Supreme Court is not interested in reconsidering how it worded its June opinion upholding the Federal Communications Commission's authority to issue monetary penalties, despite Verizon arguing that the ruling left it between a rock and a hard place concerning the $47 million fine it already paid.

  • August 17, 2026

    FTC Gets $725M Liquid Nails Deal Blocked

    A New York federal court has sided with the Federal Trade Commission and blocked Loctite maker Henkel's planned $725 million acquisition of fellow construction adhesive brand Liquid Nails, following a bench trial in Manhattan last month.

  • August 17, 2026

    'Act Now' To Save FCC School Subsidy, Group Urges Public

    School and library broadband advocates are urging communities that depend on the E-Rate subsidy that supports high-speed connectivity in learning environments to file public comments in support amid a push by the Federal Communications Commission to dismantle it.

  • August 14, 2026

    Smithfield Says It Shouldn't Face Jury In EEOC's Age Bias Suit

    Smithfield Foods challenged a Georgia magistrate judge's report recommending the meat processor face the U.S. Equal Employment Opportunity Commission's suit claiming it fired a senior sales employee due to her age, arguing Thursday the report cannot try to dictate how the company should've saved costs amid the COVID-19 pandemic. 

  • August 14, 2026

    AstraZeneca Joins States Aiming To Block Ill. 340B Drug Law

    AstraZeneca on Friday joined some other large pharmaceutical companies in urging an Illinois federal court to block a new state law that prohibits drugmakers from restricting the types or number of pharmacies healthcare providers can contract with to provide medications under a federal discount drug program.

  • August 14, 2026

    Tricolor Founder Can't Ax 'Infrequently Charged' Lead Count

    The founder and former CEO of bankrupt subprime auto lender Tricolor Holdings cannot dodge a criminal enterprise charge in federal prosecutors' case alleging a yearslong scheme to defraud the company's lenders and investors, a New York federal judge ruled on Friday.

  • August 14, 2026

    HUD Grant Conditions Void For Failing APA, Judge Rules

    A Rhode Island federal judge Friday vacated new conditions for U.S. Department of Housing and Urban Development grants that nonprofit grantees said unlawfully targeted diversity, equity and inclusion initiatives, among other things, saying the government failed to sufficiently explain why the conditions were needed.

  • August 14, 2026

    9th Circ. Says DOJ Subpoenas Can Support Trump Agenda

    A split Ninth Circuit panel on Friday held that President Donald Trump has the authority to direct the U.S. Department of Justice to issue politically motivated subpoenas that align with his broader policy goals, reversing a lower court's ruling quashing a subpoena issued to a gender-affirming medical care provider.

  • August 14, 2026

    Data Privacy Practices Put Wash. Residents At Risk, AG Says

    Washington state should require data brokers to register with regulators and follow standard practices to safeguard personal information, the state's attorney general said Friday in what he described as a first-of-its-kind report examining how data privacy practices affect Washingtonians.

Expert Analysis

  • NRC Proposal May Reshape Radiation Protection Framework

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    The U.S. Nuclear Regulatory Commission’s proposal to drop the long-standing requirement to keep radiation exposure "as low as reasonably achievable," alongside the U.S. Department of Energy's removal of ALARA from its own rules, suggests a broader federal reassessment of radiation protection policy, say attorneys at Womble Bond.

  • High Court, SEC Proposals Set Stage For Further Fund Reform

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    The U.S. Supreme Court's recent decision in FS Credit Opportunities v. Saba Capital Master Fund and the U.S. Securities and Exchange Commission's proposed rulemaking packages aimed at public market reforms provide a constructive backdrop for considering additional innovations to the listed fund structure, say attorneys at Debevoise.

  • Series

    Judges On AI: Examining Administrative, Organizational Uses

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    U.S. District Judge Alan Albright of the Western District of Texas examines how artificial intelligence could transform a court's ability to deal with administrative work and organize materials when preparing for hearings or drafting opinions, thereby affording judges more time to resolve contested issues.

  • From Order To Regulation: How EOs Are Reshaping Banking

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    The pattern of regulatory activity emerging in the wake of the Trump administration's first 18 months of executive orders makes clear that financial institutions should treat presidential directives as early warning signs and not wait for final rules to assess the accompanying compliance impact, says Jonathan Kolodziej at Bradley.

  • Using Disclosure Process Defense In Securities Fraud Cases

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    Courts' recent endorsement of the involvement-of-counsel defense in securities fraud litigation has clarified that its use depends on how evidence is used, carrying important lessons for presenting evidence of a disclosure process to undermine scienter, say attorneys at Sidley.

  • Rhode Island Self-Checkout Law Signals National Trend

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    Rhode Island's law limiting self-checkout in retail stores is the first of its kind, but state and local lawmakers across the country are considering similar bills — and if enacted, they could create a patchwork of compliance requirements around issues including staffing, signage and restricted merchandise, says Hannah Flint at Hunton.

  • Why 4th Circ.'s Clean Water Act Injunction Ruling Matters

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    The Fourth Circuit's ruling last month in West Virginia Rivers Coalition v. Chemours, holding that a Clean Water Act permit violation does not automatically create a presumption of irreparable harm that requires a preliminary injunction, avoided a dramatic change in CWA enforcement, say attorneys at Hunton.

  • What FERC Concurrences Reveal About Large Load Priorities

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    The Federal Energy Regulatory Commission's recent orders concerning grid operators' procedures for connecting large loads like data centers to the power grid came with concurring statements from the FERC commissioners, which provide key insights into individual commissioners' concerns and a road map for compliance, say attorneys at Womble Bond.

  • How 9th Circ. 'Shadow Trading' Case May Affect Private Credit

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    Private credit firms should not wait for a result in the Ninth Circuit appeal in U.S. Securities and Exchange Commission v. Panuwat to address material nonpublic information exposure under existing statutes and take steps to ensure their internal policies and surveillance are ready for increased regulatory scrutiny, says Steve Brown at StarCompliance.

  • 4 Cert. Denials Keep Personal Jurisdiction Issues Percolating

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    After the U.S. Supreme Court's decisions in Ford Motor v. Montana and Mallory v. Norfolk Southern Railway expanded limits on personal jurisdiction, the justices' denials this term of four certiorari petitions suggest they are content to let jurisdiction questions brew in lower courts before weighing in, say attorneys at Hunton.

  • CFPB Fair Lending Litigation Reveals Compliance Complexity

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    A recent legal challenge to the Consumer Financial Protection Bureau's fair lending amendments underscores continuing uncertainty over disparate impact liability, discouragement standards and special purpose credit programs, signaling that financial services providers should avoid hasty compliance changes, say attorneys at Weiner Brodsky.

  • Cos. Should Act Now After US Ruling Reopens EU Data Fight

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    The U.S. Supreme Court's recent decision in Trump v. Slaughter may have inadvertently undermined the EU-U.S. Data Privacy Framework, and given the importance of data transfers for U.S. businesses, companies should start preparing for a scenario in which the framework is no longer enforceable, says Fernanda Pires Merouço at Davis Wright.

  • Inside Differing State Approaches To Prediction Market Taxes

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    As states adopt divergent approaches to prediction market platforms through both legislation and litigation, and the landscape is anything but settled, the emerging patchwork of state taxes on prediction markets presents novel questions about characterization, preemption and compliance, say attorneys at Holland & Knight.

  • FDIC Proposals Mark Pullback In Bank Resolution Rules

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    A recent pair of Federal Deposit Insurance Corp. proposals would fundamentally reshape testing of banks' resolution-related capabilities from a mandatory exercise to a voluntary one supported by significant financial incentives, amounting to an overall reduction in reporting requirements, say attorneys at Moore & Van Allen.

  • Series

    Being A Singer Makes Me A Better Lawyer

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    Before law school, I spent seven years trying to make it as a professional singer in Los Angeles, and nearly everything I learned about preparation, humility, confidence and more has followed me into my legal practice, says Jessica Caterina at Moses & Singer.

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