Compliance

  • December 02, 2025

    OFAC Fines PE Firm $11.4M For Russian Sanctions Violations

    Former private equity firm IPI Partners LLC will pay more than $11.4 million to the U.S. Department of the Treasury's Office of Foreign Assets Control to settle allegations that it violated Russian sanctions by taking investments from a designated oligarch, OFAC announced Tuesday.

  • December 02, 2025

    Exec To Admit To $1.6M Scheme Involving Taxes, Restitution

    A Massachusetts executive has agreed to plead guilty in a scheme to avoid paying income taxes and restitution in a 2008 securities fraud case by receiving more than $1.6 million in compensation and benefits under the table, federal prosecutors announced.

  • December 02, 2025

    7th Circ. Judge Wary Of Releasing Hundreds Of ICE Detainees

    A Seventh Circuit judge said Tuesday a district judge who released on bond hundreds of civil immigration detainees arrested by the Trump administration acted "as if these are two private parties negotiating over the terms of a contract" and suggested that allowing his orders to stand could allow one presidential administration to use consent decrees to entrench their policy positions on the next.

  • December 02, 2025

    Microsoft Touted Inclusion, Then Fired Blind Worker, Suit Says

    Microsoft Corp. held up a blind employee as an example of its commitment to inclusive hiring, then canned his accessibility project for people with vision issues and laid him off, according to a recent suit in Washington state court accusing the company of illegal discrimination.

  • December 02, 2025

    5th Circ. Hints Texas Vote Harvesting Law Is Constitutional

    A Fifth Circuit panel seemed skeptical of voting rights advocates who claim that a Texas law banning so-called vote harvesting violates the First Amendment, with one judge saying Tuesday that without the law, paid actors could "worm" their way into people's homes and secure votes.

  • December 02, 2025

    FDIC Secures Dismissal Of SVB Cayman Deposit Suit

    A California federal judge has permanently tossed a suit against the Federal Deposit Insurance Corp. brought by liquidators of the Cayman Islands branch of collapsed Silicon Valley Bank, finding they lack standing to sue the agency and are barred from relitigating issues already decided in bankruptcy court.

  • December 02, 2025

    Ex-Amerant Bank Exec Claims Retaliation For Whistleblowing

    Amerant Bank has been hit with a suit in Florida state court accusing it of ousting a senior vice president for speaking out against alleged prohibited activity at the bank, including several violations the former executive says were carried out by the bank's trust department.

  • December 02, 2025

    DuPont Can't Shake $1B PFAS Pollution Suit In NJ Appeal

    A New Jersey appeals court on Tuesday shut down a bid by E.I. du Pont de Nemours and Chemours to toss a suit brought by a small Garden State town seeking $1 billion for the cleanup of forever chemical contamination at a former manufacturing plant, ruling that the town has standing to bring the suit.

  • December 02, 2025

    Monthly Merger Review Snapshot

    The FTC urged a D.C. court to block a deal involving a new heart valve treatment, and courts rejected the commission's monopolization case over Meta's past acquisitions and the agency's challenge of a medical device coatings deal. Here, Law360 looks at the major merger review developments from November.

  • December 02, 2025

    Wells Fargo Beneficiary's Hidden Trust Claims Are Too Late

    Wells Fargo has beaten claims that it intentionally concealed a Massachusetts man's trust fund and drove him to financial instability, after a federal judge found the man didn't take appropriate steps to find his trust decades earlier.

  • December 02, 2025

    Oberon Says UK REIT Owes $40M Fee For Assura Takeover

    A New York investment bank accused a healthcare-focused U.K. real estate investment trust and an affiliate of owing more than $40 million after the bank found a real estate portfolio acquisition target for the REIT, in a suit filed Monday in New York federal court.

  • December 02, 2025

    5th Circ. Wary Of FDA Process Behind Rule For New Vapes

    A Fifth Circuit panel appeared skeptical Tuesday that the U.S. Food and Drug Administration properly accounted for how a new rule for premarket authorization of new tobacco products would affect small businesses in the industry.

  • December 02, 2025

    Monsanto Agrees To $120M Deal Over Ill. PCB Pollution

    Monsanto Co. has reached a deal to pay $120 million to the state of Illinois to resolve a lawsuit seeking to hold the company liable for polychlorinated biphenyls pollution into the state's air, water and soil, Illinois Attorney General Kwame Raoul has announced.

  • December 02, 2025

    Utah Youth Bring Renewed Challenge To Fossil Fuel Permits

    A group of 10 young Utah residents have urged a state court to declare that more than 300 of Utah's fossil fuel development permits violate their right under Utah's constitution to enjoy life.

  • December 02, 2025

    Breast Pump Co. To Pay $1M For Alleged Tricare Overbilling

    The U.S. Attorney's Office for the Eastern District of Pennsylvania reached a $1 million settlement with a breast pump company and its owner, resolving allegations that they submitted false claims for reimbursement for service members and their families.

  • December 02, 2025

    Nev. Tribe Seeks En Banc Review In $208M Water Rights Suit

    A Nevada tribe is asking the Federal Circuit for an en banc panel rehearing on a decision to dismiss $208 million breach of trust allegations against the Bureau of Indian Affairs, arguing that it misapplied Supreme Court and appellate court precedent concerning the federal government's trust obligations over water rights.

  • December 02, 2025

    Feds Push For Ruling To Uphold $100K H-1B Fee

    The Trump administration hit back Monday at the U.S. Chamber of Commerce's lawsuit challenging the new $100,000 H-1B visa fee for skilled foreign workers, telling a D.C. federal judge that no avenue exists for the suit to proceed.

  • December 02, 2025

    Judge Doubts That FEMA Funds Freeze Is Harmless

    A Massachusetts federal judge on Tuesday appeared to push back on assertions by the Trump administration that states are not entitled to a court order vacating what the government says is a temporary freeze of Federal Emergency Management Agency funds intended to pay for disaster-mitigating projects.

  • December 02, 2025

    Home Health Cos., Former Employee Settle Overtime Dispute

    A group of Ohio-based home care staffing agencies accused of shorting employees on overtime pay have settled a putative class action against them alleging violations of state and federal wage laws.

  • December 02, 2025

    Hagens Berman Referred To DOJ For Alleged Misconduct

    A Pennsylvania federal judge on Tuesday recommended to the U.S. Department of Justice that it investigate powerhouse plaintiffs firm Hagens Berman Sobol Shapiro LLP's conduct in connection with several since-dropped product liability cases that a special master found to be filed in bad faith.

  • December 02, 2025

    States' HPE-Juniper Intervention Limited To Settlement

    A California federal court's ruling allowing state enforcers to intervene over a deal to end the Justice Department's challenge of Hewlett Packard Enterprise's $14 billion purchase of Juniper Networks is limited to the court's review of the settlement, according to a new order.

  • December 02, 2025

    US Steel Agrees To Fine Over Monongahela River Oil Slicks

    U.S. Steel will pay the Pennsylvania Department of Environmental Protection $135,000 and take several steps to monitor and mitigate discharges of oily, greasy sheens from its Mon Valley Works Irvin Plant into the Monongahela River, the DEP announced Tuesday.

  • December 02, 2025

    Crypto-Focused Forward Industries Taps Fintech Vet As GC

    Solana treasury company Forward Industries Inc. has tapped the former chief legal officer of digital broker-dealer Securitize Inc. and top lawyer at crypto-focused Anchorage Digital to serve as its general counsel.

  • December 02, 2025

    Grid Org. Justified Project Exemptions, FERC Tells DC Circ.

    The Federal Energy Regulatory Commission said Tuesday that it reasonably trusted a regional grid operator's judgment that a Kansas electricity cooperative's transmission projects should be exempted from a process to determine how project costs are divided before they're approved.

  • December 02, 2025

    SEC's Atkins Pushes To Broaden Small Business Criteria

    U.S. Securities and Exchange Commission Chairman Paul Atkins said on Tuesday that the agency should push to change the definition of small business so that more publicly traded companies can forgo what he considers to be burdensome regulatory requirements.

Expert Analysis

  • Prepping For Website Automatic Opt-Out Signal Mandates

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    Maryland's Online Data Privacy Act, which, along with a growing number of U.S. states, requires businesses to offer mechanisms in their privacy policies or online interfaces to allow individuals to opt out of data collection, marks a new frontier in consumer privacy, raising both technical and legal risks, say attorneys at Baker Donelson.

  • Tips For Cos. Crafting Enforceable Online Arbitration Clauses

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    Recent rulings from the Ninth Circuit and the U.S. District Court for the Southern District of California indicate that courts are carefully examining the enforceability of online arbitration clauses, so businesses should review the design of their websites and consider specific language next to the "purchase" button, say attorneys at DTO Law.

  • Who Will Regulate Insider Trading In Prediction Markets?

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    The possibilities for insider trading have greatly expanded in the brave new world of prediction markets, and both the U.S. Commodity Futures Trading Commission and U.S. Department of Justice could bring enforcement actions in the space, so businesses should revisit their insider trading and confidential information policies, say attorneys at Fenwick.

  • Opinion

    Crypto Bills' Narrow Scope Guarantees Continued Uncertainty

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    The Digital Asset Market Clarity Act and Responsible Financial Innovation Act aim to make the $4 trillion crypto market more transparent and less susceptible to fraud, but their focus on digital assets sold in investment contract transactions promises continued uncertainty for the industry, says Joe Hall at Davis Polk.

  • Rules Of Origin Revamp May Be Next Big Trade Development

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    The rules of origin for determining what tariff applies to any given import appear to be on the cusp of an important rethink, and it seems likely that the administration will try to align the rule with its overall tariff strategy in one of three ways, says Ted Posner at Baker Botts.

  • 7 Lessons From The Tractor Supply CCPA Enforcement Action

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    The California Privacy Protection Agency's recent enforcement action targeting Tractor Supply for alleged violations of the California Consumer Privacy Act provides critical insights into the compliance areas that remain a priority for the California regulator, including businesses with significant consumer interactions, say attorneys at Troutman.

  • Considering Judicial Treatment Of The 2023 Merger Guidelines

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    Courts have so far primarily cited the 2023 merger guidelines for propositions that do not differ significantly from prior versions of the guidelines, leaving it unclear whether the antitrust agencies will test the guidelines’ more aggressive theories, and how those theories will be treated by federal judges, say attorneys at Covington.

  • Key Lessons From Youths' Suit Against Trump Energy Orders

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    A Montana federal court's recent decision in Lighthiser v. Trump, dismissing a challenge by a group of young plaintiffs to President Donald Trump's executive orders promoting fossil fuels, indicates that future climate litigants must anchor their suits in discrete, final agency actions and statutory text, say attorneys at ArentFox Schiff.

  • Federal Debanking Scrutiny Prompts Compliance Questions

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    Recent U.S. Small Business Administration guidance sets forth requirements for preventing so-called politicized debanking and specific additional instructions for small lenders, but falls short on clarity for larger institutions, leaving lenders of all sizes with questions as they navigate this unique compliance challenge, say attorneys at Cooley.

  • Series

    Writing Novels Makes Me A Better Lawyer

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    Writing my debut novel taught me to appreciate the value of critique and to never give up, no matter how long or tedious the journey, providing me with valuable skills that I now emphasize in my practice, says Daniel Buzzetta at BakerHostetler.

  • Personnel File Access Laws Pose New Risks For Employers

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    The state law trend toward expanding employee access to personnel files can have extensive consequences for employers, but companies can take proactive steps to avoid disputes and potential litigation based on such records, says Randi May at Tannenbaum Helpern.

  • SEC's No-Action Relief Could Dramatically Alter Retail Voting

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    The U.S. Securities and Exchange Commission recently cleared the way for ExxonMobil to institute a novel change in retail shareholder voting that could greatly increase voter turnout, granting no-action relief that represents an effective and meaningful step toward modernizing the shareholder voting process and the much-needed democratization of retail investors, say attorneys at Cozen.

  • New Mass. 'Junk Fee' Regs Will Be Felt Across Industries

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    The reach of a newly effective regulation prohibiting so-called junk fees and deceptive pricing in Massachusetts will be widespread across industries, which should prompt businesses to take note of new advertising, pricing information and negative option requirements, say attorneys at Hinshaw.

  • SDNY OpenAI Order Clarifies Preservation Standards For AI

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    The Southern District of New York’s recent order in the OpenAI copyright infringement litigation, denying discovery of The New York Times' artificial intelligence technology use, clarifies that traditional preservation benchmarks apply to AI content, relieving organizations from using a “keep everything” approach, says Philip Favro at Favro Law.

  • What's At Stake In Justices' Merits Hearing Of FTC Firing

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    In December, the U.S. Supreme Court will review President Donald Trump's firing of Democratic Federal Trade Commissioner Rebecca Slaughter, a decision that will implicate a 90-year-old precedent and, depending on its breadth, could have profound implications for presidential authority over independent agencies, say attorneys at Holland & Knight.

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