Compliance

  • September 04, 2026

    Conn. AG, DOJ Rebuked For Bad Citations, Misquote In Filings

    A Connecticut federal judge has cautioned attorneys at the U.S. Department of Justice and the Connecticut Office of the Attorney General to clean up their work after they submitted notices fixing bad case citations and a misquotation in their litigation over a state law.

  • September 04, 2026

    4th Circ. Affirms $2.9M IRS Fine For Unreported Accounts

    The Fourth Circuit affirmed a $2.9 million fine Friday against a Hong Kong-based U.S. businessman, holding that he should have known there was a "grave risk" of inaccurate tax filings when he failed to disclose offshore accounts to the IRS.

  • September 04, 2026

    Dems Ask Justices To Deny Stay In Campaign Ad Pricing Case

    A group of Democratic candidates have asked the U.S. Supreme Court to deny a stay of a Fourth Circuit order blocking the Federal Communications Commission from extending discounted television and radio advertising rates to committees that buy spots in coordination with political candidates.

  • September 04, 2026

    Akerman Financial Services Atty Jumps To Baker Donelson

    A longtime Akerman LLP attorney has moved her practice to Baker Donelson Bearman Caldwell & Berkowitz PC's financial services litigation and compliance team in Orlando.

  • September 03, 2026

    Jump Trading Must Face Terraform Stablecoin Fraud Claims

    Crypto trading firm Jump Trading LLC and its subsidiaries must face the bulk of a proposed securities class action from investors who claim it misled them and manipulated the market for Terraform Labs' stablecoins in the lead up to the stunning collapse of the Terraform ecosystem.

  • September 03, 2026

    GAO Flags Bank Disclosure Review Gaps After 2023 Failures

    The U.S. Government Accountability Office urged Congress Thursday to consider closing a gap that allows certain publicly traded banks to not make the same type of investor disclosures as banks whose investor filings are reviewed by the U.S. Securities and Exchange Commission, pointing to the bank failures of 2023 as a reason why.

  • September 03, 2026

    SEC Moves To Scrap 'Pay-To-Play' Political Donation Rule

    The U.S. Securities and Exchange Commission on Thursday issued a proposal to rescind a rule regarding political contributions made by investment advisers, which agency Chair Paul Atkins called "overly prescriptive."

  • September 03, 2026

    State Telecom Roundup: AT&T Pushes To Cut Copper Service

    AT&T has asked the Federal Communications Commission for permission to end all copper-line legacy services at more than 200 locations across 20 states, as it plows forward with its plans to retire its copper lines across the nation.

  • September 03, 2026

    Altria Loses Constitutional Challenge To ITC Patent Cases

    A Virginia federal judge on Thursday shut down a suit by Altria claiming that U.S. International Trade Commission patent proceedings are unconstitutional, rejecting Altria's bid to halt an ITC vape patent case against it brought by Juul and granting summary judgment to the commission.

  • September 03, 2026

    MDL Attys Want Special Master To Vet Meta Privilege Claims

    Personal injury plaintiffs' counsel asked a California federal judge Wednesday to appoint a special master to review Meta's attorney-client privilege designations in social media addiction multidistrict litigation, arguing that Meta can't be trusted to review them in light of the judge's recent rulings that certain Meta trial-exhibit redactions were "entirely inappropriate."

  • September 03, 2026

    Pilot Plane Forfeiture Over 6-Pack Is Excessive, Justices Told

    An 83-year-old bush pilot has told the U.S. Supreme Court that Alaska flouted precedent and applied a grossly disproportionate standard by saddling him with the "ills of alcohol abuse statewide" in trying to forfeit his $95,000 plane for transporting a six-pack of beer to a dry village.

  • September 03, 2026

    OCC Gives Initial Nods To Digital Banks Revolut, OpenReserve

    The Office of the Comptroller of the Currency preliminarily approved charter applications from European digital bank Revolut and blockchain-based bank OpenReserve to establish national banks in the United States.

  • September 03, 2026

    Judge Decries 'Gamesmanship' In Nixing EPA Waiver Moves

    A federal judge has struck an initial blow against the Trump administration and congressional Republicans' aggressive use of the Congressional Review Act to block the U.S. Environmental Protection Agency's move to make Clean Air Act waivers for California subject to potential rescission by lawmakers.

  • September 03, 2026

    Ex-EdgarAgents Worker To Pay $1.86M In Insider Trading Case

    A former staffer for a firm that helps companies with U.S. Securities and Exchange Commission filings will pay approximately $1.86 million to settle allegations that he used material nonpublic information pilfered from his employer to fuel an insider trading conspiracy with a colleague, according to a motion Thursday in New York federal court.

  • September 03, 2026

    Ky. AG Sues NY Abortion Rights Org. Over Gas Station Ads

    A New York-based abortion advocacy nonprofit is violating Kentucky's consumer protection laws by illegally advertising mail-order abortion pills at gas stations throughout the state and flying ads over the state fair, the state's attorney general claimed in a lawsuit Thursday. 

  • September 03, 2026

    FCC Told It Can't Preempt Local Utilities On Pole Attachments

    A municipally owned electric company from Kentucky wants the FCC to clarify that it doesn't plan to step on its toes or the toes of any other government-owned utilities as the agency seeks to pass rules that would allow it to preempt wireline decisions if localities are moving too slowly.

  • September 03, 2026

    Williams-Sonoma Urges 9th Circ. To Snip Thread-Count Class

    Williams-Sonoma told the Ninth Circuit on Thursday that a district judge overseeing a certified false advertising class action over bedsheet thread-count labels should have excluded certain class members who purportedly agreed to arbitrate, arguing that the court wrongly couched the arbitration decision in a ruling on the class' definition.

  • September 03, 2026

    Mass. Dunkin' Owners, Temp Firms Owe $1.4M For Violations

    The owners of 20 Dunkin' franchises across eastern Massachusetts and two staffing agencies have been fined $1.46 million for multiple state labor violations, including designating store workers as independent contractors and late paychecks, the state attorney general said Thursday.

  • September 03, 2026

    5th Circ. Unsure Provision Allows Contractor To Get Atty Fees

    A Fifth Circuit panel wanted to know why a construction company should get to collect attorney fees without a prevailing party provision in its joint venture contract, saying Thursday that the language of the parties' contract seemed to require a breach of contract.

  • September 03, 2026

    Cities, Groups Ask Judge To Keep $3B EPA Grant Funding Alive

    Cities and groups challenging the Environmental Protection Agency's cancellation of nearly $3 billion in environmental climate justice grants asked a South Carolina federal judge, who ruled the termination unlawful, on Wednesday to preserve the funding while the agency appeals the decision.

  • September 03, 2026

    CFTC Says CME Perps Fight Is 'Much Ado About Nothing'

    The U.S. Commodity Futures Trading Commission told a D.C. federal judge that the Chicago Mercantile Exchange's suit over the agency's approval of Kalshi's bitcoin perpetual futures contract is "much ado about nothing" since the derivatives exchange is free to list its own version of the product.

  • September 03, 2026

    Connecticut Has 'No Ability' To Regulate ICE, Judge Told

    The state of Connecticut cannot impose its own masking, identification or use-of-force standards on federal officers like U.S. Immigration and Customs Enforcement agents, the U.S. Department of Justice told a federal judge Thursday in seeking to kneecap a new state law.

  • September 03, 2026

    Pa. Opens Home Care Wage Probes Covering 100K Workers

    Pennsylvania is planning to step up enforcement of wage laws for home care employees, the state's labor secretary has announced, saying these workers are particularly vulnerable to wage theft.

  • September 03, 2026

    Nippon Tells 9th Circ. Not To Revive US Steel Merger Case

    Nippon Steel urged the Ninth Circuit on Wednesday not to revive a consumer lawsuit challenging its now-completed purchase of U.S. Steel Corp., arguing the district court rightly found the plaintiffs too far removed from the steel market to allege higher prices when buying steel-containing products.

  • September 03, 2026

    Judge Suggests Mail Ballot Rule Too Late For Midterms

    A Massachusetts federal judge appeared poised Thursday to extend her block on the U.S. Postal Service implementing new requirements that would allow the agency to refuse to deliver potentially thousands of mailed ballots this November, suggesting the midterm elections are too close to make such a sweeping change.

Expert Analysis

  • 4 Cert. Denials Keep Personal Jurisdiction Issues Percolating

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    After the U.S. Supreme Court's decisions in Ford Motor v. Montana and Mallory v. Norfolk Southern Railway expanded limits on personal jurisdiction, the justices' denials this term of four certiorari petitions suggest they are content to let jurisdiction questions brew in lower courts before weighing in, say attorneys at Hunton.

  • CFPB Fair Lending Litigation Reveals Compliance Complexity

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    A recent legal challenge to the Consumer Financial Protection Bureau's fair lending amendments underscores continuing uncertainty over disparate impact liability, discouragement standards and special purpose credit programs, signaling that financial services providers should avoid hasty compliance changes, say attorneys at Weiner Brodsky.

  • Cos. Should Act Now After US Ruling Reopens EU Data Fight

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    The U.S. Supreme Court's recent decision in Trump v. Slaughter may have inadvertently undermined the EU-U.S. Data Privacy Framework, and given the importance of data transfers for U.S. businesses, companies should start preparing for a scenario in which the framework is no longer enforceable, says Fernanda Pires Merouço at Davis Wright.

  • Inside Differing State Approaches To Prediction Market Taxes

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    As states adopt divergent approaches to prediction market platforms through both legislation and litigation, and the landscape is anything but settled, the emerging patchwork of state taxes on prediction markets presents novel questions about characterization, preemption and compliance, say attorneys at Holland & Knight.

  • FDIC Proposals Mark Pullback In Bank Resolution Rules

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    A recent pair of Federal Deposit Insurance Corp. proposals would fundamentally reshape testing of banks' resolution-related capabilities from a mandatory exercise to a voluntary one supported by significant financial incentives, amounting to an overall reduction in reporting requirements, say attorneys at Moore & Van Allen.

  • Series

    Being A Singer Makes Me A Better Lawyer

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    Before law school, I spent seven years trying to make it as a professional singer in Los Angeles, and nearly everything I learned about preparation, humility, confidence and more has followed me into my legal practice, says Jessica Caterina at Moses & Singer.

  • EEOC Enforcement Plan Signals DEI, Religious Bias Scrutiny

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    In light of the U.S. Equal Employment Opportunity Commission recently publishing its national enforcement plan covering through fiscal year 2029, employers should expect increased scrutiny of practices that conflict with the administration's positions on diversity, equity and inclusion, national origin discrimination, and religious accommodations, say attorneys at Morgan Lewis.

  • Mass. UHC Fraud Suit Signals States' Medicaid FCA Push

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    Massachusetts' recently filed False Claims Act suit alleging UnitedHealthcare misrepresented the health status of enrollees in a Medicaid senior care organization plan it managed pushes forward a new phase of state-level scrutiny of managed care data and Medicaid payment mechanisms, say Li Yu at Bernstein Litowitz, Ellen London at London & Naor and Gwendolyn Stamper at Vogel Slade.

  • Justices' Review Of Atty Fees Could Reshape Pipeline Takings

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    With the U.S. Supreme Court's decision to review Hoffmann v. WBI Energy Transmission, property owners' right to recover attorney fees for appropriations under the Natural Gas Act is at stake, potentially leading to a choice between a depressed land valuation or court costs that could exceed any rewards, says attorney Sophia Holley.

  • Immigration Order Raises Customer ID Stakes For Banks

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    Following a recently issued immigration-related executive order, financial institutions should expect and prepare for increased scrutiny of customer due diligence and identification, suspicious activity monitoring, and consumer lending, as well as accompanying supervisory shifts and rising fair lending risks, says Douglas Weissinger at Butler Snow.

  • Navigating OFAC's 50% Rule For Cross-Border Exec Mobility

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    A recent Office of Foreign Assets Control guide signals that its 50% ownership rule can determine not only sanctions compliance but also whether a company can sponsor multinational executives for immigration, highlighting an often overlooked interaction between sanctions and immigration law, says Xuan Zhang at Reid & Wise.

  • USDA Rule Would Broaden Foreign Co. Reporting Burden

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    The U.S. Department of Agriculture's recently proposed overhaul of foreign landholder reporting obligations would expand covered agricultural uses, mandate more detailed online disclosures and toughen penalties, so organizations must proactively reassess U.S. land interests and prepare for a more stringent compliance regime, say attorneys at Skadden.

  • How CME Suit May Reshape CFTC's Crypto Derivatives Rules

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    CME Group's recent lawsuit over the U.S. Commodity Futures Trading Commission's approval of a Kalshi application to offer a bitcoin perpetual contract as a futures product could have cascading consequences for crypto derivatives regulation, highlighting why policy ambitions do not override statutory text or substitute for reasoned decision-making, says attorney Tamara de Silva.

  • JPMorgan Ruling Shows Courts' Limited Role In Fee Fights

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    The Delaware Chancery Court's recent decision that JPMorgan Chase must cover more than $21 million in disputed legal fees for two former executives of the startup Frank illustrates the reality that companies, not the courts, are responsible for ongoing supervision of legal spending, says Theodore Edelman at GCE Advisors.

  • Preparing For Next Congress With Eye On Investigation Risk

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    Rod Rosenstein, Brian Whisler and Bruce Linskens at Baker McKenzie offer advice for organizations seeking to build a proactive response plan to potential congressional oversight as the election looms.

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