Compliance

  • October 07, 2026

    FCC Proposes $10M In Fines For Alleged Lifeline Fraud

    The Federal Communications Commission has proposed more than $10 million in fines against two providers for allegedly defrauding the agency's Lifeline program, which provides discounts on phone and internet services to qualifying low-income Americans.

  • October 07, 2026

    Interior Plan Targets Indian Affairs Records for Disposal

    The U.S. Department of the Interior is seeking tribal input on proposed changes to the Indian Affairs record schedule that, if approved, will make documents eligible for destruction after certain time periods, depending on category.

  • October 07, 2026

    Ex-Tenn. County Commissioner Gets 2 Years For Tax Evasion

    A former Tennessee county commissioner was sentenced to two years in prison for evading taxes by failing to report to the IRS roughly $311,000 over five years in income derived from grants that the commission awarded to nonprofit organizations.

  • October 07, 2026

    EEOC Set To Revoke Guidance Over Workers' Criminal History

    The U.S. Equal Employment Opportunity Commission is poised to roll back guidance on the use of workers' arrest and conviction records in employment decisions, now that the proposed rescission has been sent to the White House for review.

  • October 07, 2026

    Prosthetic Breast Merchant Admits To $1.3M Insurance Fraud

    A former business owner in Connecticut pled guilty to running a $1.3 million insurance scam that targeted Medicaid and private companies by submitting fraudulent claims for custom breast prostheses that customers never ordered or received, federal court records show.

  • October 07, 2026

    Trump Admin Calls AI Giants' Exemption Bid 'Moat-Digging'

    Artificial intelligence companies have approached both Congress and federal regulators about granting them a broad exemption from antitrust liability that would let them pursue a coordinated slowdown of development.

  • October 07, 2026

    HUD Probes Wells Fargo's 'Racial Equity' Mortgage Initiatives

    The U.S. Department of Housing and Urban Development said Wednesday that it is investigating whether Wells Fargo violated federal antidiscrimination laws by offering mortgage programs aimed at increasing Black homeownership rates.

  • October 07, 2026

    Cyber Consultant Convicted Of $53M Uranium Finance Heist

    A Manhattan federal jury on Wednesday convicted a Maryland cybersecurity consultant of fraud and money laundering after about two hours of deliberations on charges he stole more than $53 million from crypto exchange Uranium Finance.

  • October 06, 2026

    FDIC's Hill Says Supervision Rule Won't Tie Examiner Hands

    Federal Deposit Insurance Corp. Chairman Travis Hill on Tuesday defended a new rule that narrows what regulators can call out for supervisory criticism and potential enforcement at banks, saying the change is intended to focus their oversight, not water it down.

  • October 06, 2026

    Ex-TD Bank Worker Admits Role In $4.8M Laundering Scheme

    A former TD Bank employee pled guilty in New Jersey federal court Tuesday to accepting bribes from a co-conspirator to open fraudulent bank accounts in return for a fee, and facilitating the laundering of $4.8 million from the United States to ATMs in Colombia over a nearly two-year period.

  • October 06, 2026

    Uranium Heist Didn't 'Damage' Crypto Exchange, Jury Hears

    Counsel for a Maryland cybersecurity consultant on Tuesday told a Manhattan federal jury that a purported heist of well over $53 million from Uranium Finance didn't actually damage the decentralized crypto exchange, in closing arguments that took aim at the linchpin charge of computer fraud.

  • October 06, 2026

    Tacoma Must Put Workers' Initiative To Voters, Panel Rules

    City leaders in Tacoma, Washington, have a duty to put a so-called Workers' Bill of Rights initiative to voters, a state appellate panel said Tuesday, holding in a published opinion that the city council failed to follow a charter provision requiring the council to "submit the proposal to the people."

  • October 06, 2026

    CFTC Eases Conversion Of Certain Contracts To Perpetuals

    The U.S. Commodity Futures Trading Commission took another step toward widening the field of perpetual contracts by easing the way for platforms to convert certain existing contracts tracking security indices into true perpetual futures.

  • October 06, 2026

    Calif. Urged To Probe Emotional Intelligence Tool For Job Bias

    The American Civil Liberties Union on Tuesday filed a complaint with the California Civil Rights Department, asking the agency to investigate Criteria Corp.'s product for screening job applicants by so-called "emotional intelligence," which the ACLU claims raises "serious concerns" about whether the product encourages employers to illegally discriminate.

  • October 06, 2026

    Gold-Hoarding Ex-CIA Officer Admits To $194M Fraud On Gov't

    A former CIA officer who federal prosecutors say stashed nearly 300 gold bars in his home admitted in Virginia federal court Tuesday that he acquired the hoard of precious metal, as well as real estate and luxury items, by defrauding the government out of $194 million.

  • October 06, 2026

    FINRA Says Broker Enabled 'Ramp-And-Dump' IPO Schemes

    The Financial Industry Regulatory Authority announced that Revere Securities LLC has agreed to pay $800,000 to settle claims that it overlooked the potentially suspicious activity of customers involved in small-cap, foreign public offerings prone to "ramp-and-dump" schemes.

  • October 06, 2026

    EPA's Climate Retreat Sidelined As Justices Weigh State Torts

    The Trump administration's recent moves renouncing its authority to regulate greenhouse gas emissions appear unlikely to sway the U.S. Supreme Court in deciding whether state and local governments can pursue climate change lawsuits against fossil fuel companies, attorneys say.

  • October 06, 2026

    1st Circ. Questions Need To Rule On Expired Harvard Visa Ban

    The First Circuit grappled Tuesday with what to do with an injunction blocking the Trump administration's long-suspended ban on foreign students from attending Harvard University, more than 10 months after the president's proclamation expired.

  • October 06, 2026

    DOD Seeks 1st Circ. Relief Over Fee Award In Grant Cap Case

    The U.S. Department of Defense is appealing a Massachusetts federal court's decision awarding attorney fees to an academic organization that helped successfully argue that the department's cap on reimbursing indirect costs from universities' grant-funded research was unlawful.

  • October 06, 2026

    Hess, Gunpowder Co. Resolve NJ Pollution Suits For $24M

    Hess and a former munitions manufacturer will collectively pay $24 million to resolve the state of New Jersey's natural resource damages claims over alleged contamination from operations spanning five industrial sites, state officials announced this week.

  • October 06, 2026

    4 States Accuse TP-Link Of China Ties, Insecure Routers

    The attorneys general of Florida, Montana, Nebraska and Iowa sued California-based TP-Link Systems Inc. on Tuesday, alleging the Wi-Fi router maker concealed its links to a Chinese company and deceptively promoted its products as secure despite vulnerabilities that left consumers open to malicious attacks.

  • October 06, 2026

    Fed To Realign Bank Supervision Into 5 State-Based Regions

    The Federal Reserve's top regulatory official said Tuesday that the central bank is overhauling how it manages its nationwide supervision operations, laying out plans for a reorganization aimed at streamlining the chain of command for its bank examination work.

  • October 06, 2026

    DC Circ. Wary Of Hikvision Appeal Over FCC Device Denials

    Chinese device-maker Hikvision hoped to convince the D.C. Circuit Tuesday that the Federal Communications Commission doesn't have the authority to strip a company's existing authorizations for national security reasons, but the judges did not seem persuaded.

  • October 06, 2026

    Conn. Insurer Settles Agent's Free Speech Retaliation Claim

    A Connecticut insurance agent who alleges he was fired for raising red flags about practices he believed violated state licensing laws has agreed to settle a lawsuit he brought against his former employer, state court records show.

  • October 06, 2026

    Texas Justices Leery Of Banning AI Deposition Transcripts

    Texas Supreme Court justices seemed hesitant to bar attorneys outright from using artificial intelligence voice transcription software during depositions, pointing out Tuesday that multiple safeguards exist to ensure accuracy.

Expert Analysis

  • NLRB Memo Signals Narrower View Of Protected Activism

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    A recent National Labor Relations Board memo concluding that Microsoft lawfully discharged two employees who conducted a pro-Palestinian protest on company property indicates that the current NLRB general counsel may take a more restrictive view of when political or social advocacy qualifies as protected activity, say attorneys at Franczek.

  • FCC Covered List Is Pushing Limits Of Supply Chain Scrutiny

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    Companies outside the traditional telecommunications sector may now need to factor the Federal Communications Commission's equipment authorization requirements into supply chain compliance as the FCC covered list continues to expand as a national security tool, say attorneys at Morgan Lewis.

  • SEC's Shareholder Activism Role After The '26 Proxy Season

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    The U.S. Securities and Exchange Commission recently proposed eliminating its shareholder proposal rule, but this proxy season's combination of elevated campaign activity, limited formal escalation and measured voting outcomes illustrates why a targeted SEC role remains important, say attorneys at Sidley.

  • Foreclosure May Not Be The Fix For Distressed Office Loans

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    Recently declining office values show that distressed borrowers and lenders should consider negotiated workouts, tax planning and value-preserving leasing strategies as refinancing gaps and special-servicing constraints make foreclosure an increasingly costly last resort, says Howard Koh at Meister Seelig.

  • Series

    NY Banking Brief: All The Notable Legal Updates In Q3

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    Several developments from New York financial services regulators in the third quarter reflect a common theme — regulators are increasingly seeking to apply established supervisory expectations to newer market participants and emerging financial products, say attorneys at Blank Rome.

  • AG Watch: Texas Takes A Lone State Stand Against Tech Cos.

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    A look at Texas Attorney General Ken Paxton's recent actions against Meta Platforms and Amazon.com illustrates how Texas is distancing itself from multistate coordination, offering practitioners a crucial perspective on navigating individual state actions amid coordinated attorney general litigation, say attorneys at Kelley Drye.

  • Contact Lens Rule's Evolution Steers FTC Guidance Program

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    The history of the Federal Trade Commission's Contact Lens Rule illustrates the goals of the FTC's recently announced guidance program, which aims to strengthen consumer protection and safeguard competition, say attorneys at Wilson Sonsini.

  • Upholding Energy Efficiency Rules If DOE Eases Enforcement

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    Despite recent moves by the Energy Department and Congress to limit energy efficiency enforcement, companies should maintain current efficiency standards and testing procedures lest they risk state or private action, enforcement lookbacks during future administrations, truth-in-advertising complaints and more, say attorneys at HWG.

  • Understanding Risks Of Employees' AI-Drafted Complaints

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    As employees increasingly use generative artificial intelligence to draft complaints about workplace misconduct, investigators must adapt their practices so that the process remains fair, thorough and grounded in fact, says Rebecca Foxwell at Bracewell.

  • New Suits Raise Stakes After 7th Circ. 'Zero Sugar' Ruling

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    The Seventh Circuit's recent ruling in Franco v. Chobani that "zero sugar" claims on allulose-sweetened products are not preempted has sparked a wave of lawsuits, and companies can no longer assume that federal allulose guidance is a safe harbor, say attorneys at Bradley Arant.

  • Prediction Market Case Tests Novel Insider Trading Theory

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    The government's argument in its case against a soldier accused of using classified information to bet on Venezuelan President Nicolás Maduro's capture would represent a sea change in how insider trading wire fraud has been prosecuted for decades, says Alex Blanchard at Holland & Knight.

  • DOJ-Agri Stats Settlement Offers Key Benchmarking Lessons

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    A Minnesota federal court's recent approval of the Agri Stats settlement marks a significant milestone as it's the most granular U.S. Justice Department guidance on permissible competitor benchmarking since the 2023 withdrawal of the safety zone, lending predictability for companies in data-pooling arrangements, say attorneys at Arnold & Porter.

  • Why Importers Should Assess IEEPA Refund Claims Now

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    Businesses that wait for direction from U.S. Customs and Border Protection or the courts before seeking refunds of their finally liquidated International Economic Emergency Procedure Act duties in court may find them out of reach as the earliest potential limitation deadlines are approaching, says Samuel Finkelstein at LMD Trade Law.

  • Abbott FCA Deal Shows Enforcement Adequacy Quandaries

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    Abbott Laboratories’ recent False Claims Act resolution illustrates several tricky questions that both prosecutors and defense counsel must address when weighing whether a civil enforcement action alone adequately addresses allegedly wrongful conduct, says James Koukios at MoFo.

  • 3 Illinois Updates That Bolster Mortgage Lender Enforcement

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    Illinois lenders can use clarifications from recent legislative and judicial developments — a law defining the limitations period for home equity loans and two rulings on quiet title actions and lien expirations during foreclosures — to sharpen their enforcement tools and better protect their mortgage rights, says Stephanie Mulcahy at Hinshaw.

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