Compliance

  • December 17, 2025

    Robinhood's Bid To Halt Nevada Sports Order Denied

    A Nevada federal judge has refused to grant Robinhood reprieve from his earlier decision denying the trading and investing platform an injunction that would have temporarily shielded its sports event contracts from state gaming regulators.

  • December 17, 2025

    Consulting Co., Ex-Worker Seek OK Of Revised $295K OT Deal

    A consulting company and a former worker who lodged a proposed collective action took a second crack at persuading a Washington federal judge to sign off a $295,000 settlement, saying they now have shown a bona fide dispute over whether the company was required to pay overtime.

  • December 17, 2025

    Tricolor Execs Charged With Fraud In Billion-Dollar Collapse

    A Manhattan federal grand jury has indicted the ex-CEO and ex-chief operating officer of bankrupt subprime auto lender Tricolor Holdings, saying they engaged in years of fraud on the company's lenders and investors.

  • December 16, 2025

    Dana-Farber To Pay $15M To Resolve Fraud Allegations

    Dana-Farber Cancer Institute will pay $15 million to settle allegations that its researchers used inaccurate images in grant applications and research articles, the U.S. Department of Justice announced Tuesday.

  • December 16, 2025

    States Sue Trump Admin To Restart EV Infrastructure Funds

    Sixteen states and the District of Columbia sued the Trump administration in Washington federal court on Tuesday in an effort to stop the U.S. government from blocking billions of dollars in congressionally approved funds meant to expand the country's electric vehicle charging infrastructure.

  • December 16, 2025

    FTC Retaliation Suits To Be Heard By Different Judges

    A D.C. federal judge has unassigned herself from a suit brought by an antidisinformation nonprofit that says the Federal Trade Commission slapped it with subpoenas as revenge for naming conservative outlets top disinformation risks, agreeing that the matter isn't similar enough to another suit currently before her.

  • December 16, 2025

    La. Social Media Law Violates First Amendment, Judge Rules

    Louisiana cannot enforce a new law that restricts minors' access to social media and bans companies from showing them targeted ads because it is likely unconstitutional and would violate their First Amendment rights, a Louisiana federal judge said Monday.

  • December 16, 2025

    Judge Blocks T-Mobile From Using Tool To Scrape AT&T Data

    A Texas federal judge blocked T-Mobile from using a price tool to scrape data from AT&T's website, saying that without a temporary restraining order T-Mobile would likely continue to enter into AT&T's password-protected software without permission.

  • December 16, 2025

    FTC Orders Crypto Firm To Return Losses From $186M Hack

    Blockchain infrastructure company Illusory Systems has agreed to overhaul its data security protocols and return to consumers money it's been able to recover from hackers who stole $186 million in a 2022 cyberattack in order to resolve the Federal Trade Commission's claims the company shirked its cybersecurity responsibilities, the agency said Tuesday. 

  • December 16, 2025

    Hyundai, Kia Ink $9M Deal With AGs Over Theft-Prone Cars

    Hyundai and Kia have agreed to shell out $9 million and add anti-theft devices to millions of vehicles at no cost to owners as part of a settlement with 36 state attorneys general who accused the carmakers of selling vehicles lacking industry-standard anti-theft technology, according to announcements made Tuesday.

  • December 16, 2025

    Judge Skeptical Of Trump-Tied SPAC's Defense In SEC Suit

    A former Trump business associate appeared unlikely to win early dismissal of a U.S. Securities and Exchange Commission suit accusing him of hiding advanced merger discussions with the president's media company from SPAC investors in 2021, as a federal judge wondered Tuesday how the talks could be considered immaterial.

  • December 16, 2025

    Texas Healthcare Co. Asks Court To Shred 4 SEIU Arb. Awards

    A D.C. federal judge should vacate four of the Service Employees International Union's wins in arbitration proceedings against Tenet Healthcare Corp., the Dallas-based company argued, claiming the arbitrator lacked the authority to preside over the dispute because the union had bypassed the normal grievance procedure.

  • December 16, 2025

    Fed Ends Goldman 1MDB, Metropolitan Card Consent Orders

    The Federal Reserve announced Tuesday it has lifted consent orders against Goldman Sachs and Metropolitan Commercial Bank, closing matters tied to Goldman's purported role in the 1MDB scandal and Metropolitan's oversight of a prepaid-card program that government agencies alleged was fraud-ridden.

  • December 16, 2025

    Online Gun Co. Settles SEC Probe Over Sanctioned Ex-Exec

    The U.S. Securities and Exchange Commission has inked a nonmonetary penalty settlement with the corporate owner of an online firearm retailer and separately sued three of its former executives over allegations that the company allowed an SEC-sanctioned accountant to work as an executive officer in violation of his industry ban.

  • December 16, 2025

    SafeMoon CEO Seeks No Prison Time For Looting Conviction

    The convicted former CEO of cryptocurrency company SafeMoon has asked a New York federal judge to spare him a prison sentence, pointing to mental health struggles related to his military service and childhood experiences.

  • December 16, 2025

    FDIC Floats Application Process For Stablecoin Issuance

    The Federal Deposit Insurance Corp. on Tuesday took its first major step towards implementing the federal stablecoin law known as the Genius Act when it moved forward with plans for an application process by which insured depository institutions can seek to issue stable-value tokens.

  • December 16, 2025

    Enviro Org.: 'Radioactive Road' Completion Doesn't Moot Suit

    The Mosaic Co.'s completion of a road that contains radioactive phosphogypsum doesn't mean a legal challenge to the U.S. Environmental Protection Agency's approval is moot, the Center for Biological Diversity told the Eleventh Circuit on Monday.

  • December 16, 2025

    Recovery Centers Wrap Up Zoning Battle With Georgia City

    A mental health facility and an addiction treatment center have ended their lawsuit alleging that the city of Dunwoody, Georgia, manipulates zoning ordinances to prevent such facilities from operating within its borders.

  • December 16, 2025

    Vax Skeptics Cite High Court In New Challenge To NY Mandate

    A vaccine skepticism advocacy group once tied to Secretary of Health and Human Services Robert F. Kennedy Jr. is revamping its fight against New York's school vaccination mandate, arguing recent activity by the U.S. Supreme Court necessitates a fresh analysis.

  • December 16, 2025

    Property Management Co. Faces AI Platform Antitrust Suit

    Artificial intelligence-driven insurance compliance service provider Beagle Labs Inc. has hit AppFolio with antitrust claims in federal court, alleging the property management software company told customers Beagle created cybersecurity risks in order to drive them toward AppFolio's in-house products.

  • December 16, 2025

    Custodia Seeks Full 10th Circ. Review Of Master Account Suit

    Custodia Bank says the full Tenth Circuit should review a split panel's decision granting Federal Reserve banks the discretion to reject master account access requests from eligible entities, arguing that the "incorrect" ruling wrongly gave Federal Reserve Bank presidents plenary power to determine "whether a bank shall live or die."

  • December 16, 2025

    PVC Pipe Buyers Defend Price-Fix Conspiracy Claims

    Polyvinyl chloride pipe purchasers say they've alleged more than enough to show a Chicago federal judge that certain manufacturers participated in a plausible and illegal price-fixing conspiracy, urging the court to let their consolidated action proceed to discovery.

  • December 16, 2025

    Split 2nd Circ. Panel Revives DirecTV Case Against Nexstar

    A split Second Circuit panel on Tuesday revived DirecTV's antitrust case that accuses Nexstar Media Group of using a pair of broadcast station owners to demand excessive retransmission fees.

  • December 16, 2025

    Dems Press DOJ On Concerns It's Favoring AG's Atty Brother

    A group of Democratic lawmakers on Tuesday asked the U.S. Department of Justice to explain why it keeps intervening in or dismissing cases that involve clients represented by U.S. Attorney General Pam Bondi's brother, saying the decisions "raise serious questions about whether impartiality has been compromised."

  • December 16, 2025

    US, Red States Ask Court To Void Vt. Climate Superfund Law

    The U.S. government and a group of red states on Tuesday asked a federal court to void Vermont's climate Superfund law, saying the statute exceeds the state's powers over air pollution.

Expert Analysis

  • What Shutdown's End Means For Worker Safety Enforcement

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    The Occupational Safety and Health Administration and Mine Safety and Health Administration may emerge from the government shutdown struggling to juggle complaint backlogs, litigation delays and newly enacted policies with a reduced and demoralized workforce, so employers should stay alert, say attorneys at Conn Maciel.

  • SEC's Dual Share Class Approval Signals New Era For ETFs

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    The U.S. Securities and Exchange Commission's recent approval of the dual share class structure marks a landmark moment for the U.S. fund industry, opening the door for asset managers to benefit from combining mutual fund and exchange-traded fund share classes under a single portfolio, say Ilan Guedj at Bates White and Brian Henderson at George Washington University.

  • Calif. Species Protections Will Increase Compliance Burdens

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    California's recently enacted A.B. 1319 automatically protects species when the federal government rolls back its own protections — which could mean an onslaught of state-level compliance mandates for the regulated community that come with no advance notice or public hearings, says attorney David Smith.

  • UK Tribunal's Clearview Decision Expands GDPR Application

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    The Upper Tribunal’s recent decision in Information Commissioner v. Clearview AI is an important ruling on the extraterritorial reach of the European Union and U.K. General Data Protection Regulations, broadening behavioral monitoring to include not only activity by the company, but also its client, says Edward Machin at Ropes & Gray.

  • E-Discovery Quarterly: Recent Rulings On Dynamic Databases

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    Several recent federal court decisions illustrate how parties continue to grapple with the discovery of data in dynamic databases, so counsel involved in these disputes must consider how structured data should be produced consistent with the requirements of the Federal Rules of Civil Procedure, say attorneys at Sidley.

  • Assessing The SEC's Changing Approach To NFT Regulation

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    Early U.S. Securities and Exchange Commission actions on nonfungible tokens pushed for broad regulation, but subsequent court decisions — including a recent California federal court ruling in Adonis Real v. Yuga Labs — and SEC commissioners' statements have narrowed the regulatory focus toward a more fact-specific approach, say attorneys at Wilson Elser.

  • Where Crypto Mixing Enforcement Is Headed From Here

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    Recent developments involving crypto mixers, particularly the Tornado Cash verdict, demonstrate that the Justice Department's shift away from regulation by prosecution does not mean total immunity, rather reflecting an approach that prioritizes both innovation and accountability, says David Tarras at Tarras Defense.

  • Stadium Security Takeaways Amid Gaps In Drone Regulation

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    As the risk of drones to sports stadium security grows, legal practitioners in the industry should focus on the need for rapid deployment of emergency services, crowd control, communications, strong organizational structure, and engagement across local, state and federal authorities, says Jennifer Daskal at Venable.

  • The Legal Issues With AI Agents In Consumer Transactions

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    Enabling artificial intelligence agents to handle not just research and recommendations, but the execution of purchases themselves, fundamentally alters commercial relationships and introduces new practical and legal questions for card issuers, merchants, acquirers and consumers, say attorneys at Davis Wright.

  • Breaking Down Article 12 Of The Uniform Commercial Code

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    Thirty-two states and the District of Columbia have enacted Article 12 of the Uniform Commercial Code, providing the alternative to perfection by control of assets like cryptocurrency and nonfungible tokens, but before accepting these assets as collateral, lenders and creditors should consider how to best maintain priority, say attorneys at Miller Nash.

  • Why Foreign Cos. Should Prep For Increased SEC Oversight

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    With the recent trading suspensions of 10 foreign-based issuers listed on the Nasdaq, an enforcement action against a U.K. security-based swap dealer and the announcement of a cross-border task force, it's clear that the U.S. Securities and Exchange Commission will expand oversight on foreign companies participating in the U.S. capital markets, says Tejal Shah at Cooley.

  • Prison Body Cams Raise Health Privacy Compliance Issues

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    The increasing use of prison staff body cameras to enhance transparency and safety presents correctional healthcare partners with new risk management questions where they must carefully reconcile the benefits of surveillance with the imperative to protect patient privacy, say attorneys at Gordon Rees.

  • Wash. Email Subject Line Ruling Puts Retailers On The Hook

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    The Washington state Supreme Court's ruling in Brown v. Old Navy, finding that a state law prohibits misleading email subject lines, has opened the door to nationwide copycat litigation, introducing potential exposure measured not in thousands, but in millions or even billions of dollars for retailers, say attorneys at Benesch.

  • How Nasdaq, SEC Proposals May Transform Listing Standards

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    Both Nasdaq and the U.S. Securities and Exchange Commission have increasingly focused their recent regulatory efforts on small and foreign issuers, particularly those from China, reflecting an intention to strengthen the overall quality of companies accessing U.S. markets, but also potentially introducing a chilling effect on certain issuers, say attorneys at Norton Rose.

  • New NCAA Betting Policy Fits Trend Of Eased Restrictions

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    Allowing NCAA student-athletes to bet on professional sports fits into a decade-long trend of treating college athletes more like adults in a commercial system, but decreasing player restrictions translates to increased compliance burdens for schools, say attorneys at Robins Kaplan.

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