Compliance

  • November 21, 2025

    Ex-Execs Sentenced To Prison For Highway Construction Plot

    Five former executives of a Michigan-based surveying company have been sentenced to federal prison for their roles in a scheme to overbill both the Michigan and U.S. departments of transportation by millions of dollars for highway construction contracts. 

  • November 21, 2025

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    This week's edition of GC Cheat Sheet explores which top legal officers take home the most money and why. And the general counsel of SolarWinds Corp. can finally put its data breach regulatory problems behind after the Securities and Exchange Commission dropped its unprecedented case against the company and its chief information security officer.

  • November 21, 2025

    Bill Proposes Bitcoin Tax Payments To Build Crypto Reserve

    A House Republican introduced a bill that would allow Americans to pay federal taxes in bitcoin and direct the government to use all bitcoin tax payments to build the Strategic Bitcoin Reserve.

  • November 21, 2025

    Longtime Administrator Tapped For Conn. Trial Court Bench

    Connecticut Gov. Ned Lamont has announced that he will be nominating a lawyer with a lengthy career in policy development and administration who is currently secretary of the state's Office of Policy and Management for a seat on the state's Superior Court bench.

  • November 21, 2025

    Conn. Banking Chief Says Private School Fraud Topped $5.1M

    Putnam Science Academy, a private high school in northeastern Connecticut, owes an additional investor money in what is alleged to have been an affinity fraud scheme that topped $5.1 million, according to an amended order by the state banking commissioner.

  • November 21, 2025

    Alaskan Tribes Look To Void Gold Mining Project Permit

    Several Alaskan Native communities are asking a federal court to vacate a U.S. Army Corps of Engineers permit and record of decision for a suction dredge mining operation, saying the agency violated a number of federal laws in concluding the project would not harm an ecologically productive estuary.

  • November 21, 2025

    Justices Urged To Uphold $268M Tax Break For Truck Co.

    The U.S. Supreme Court should let stand the denial of $268 million in excise tax exemptions for a Tennessee truck company, the federal government urged, saying the case doesn't meet any of the traditional requirements for high court review and raises an isolated issue.

  • November 21, 2025

    Veolia Inks $3B US Waste Deal As Enviri Preps GC-Led Spinoff

    France's Veolia Environnement SA will buy Clean Earth from Philadelphia-based Enviri Corp. for $3.04 billion in cash, in a deal that will double Veolia's U.S. hazardous waste operations and create an Enviri spinoff headed by Enviri's general counsel, the companies said Friday.

  • November 21, 2025

    Court Ends Consent Decree Between DOJ And Newark Police

    The New Jersey federal court has terminated a nine-year, legally binding agreement between the U.S. Department of Justice and the City of Newark stemming from a pattern of unlawful stop-and-frisks and excessive-force practices by the Newark Police Department, the Justice Department said Friday.

  • November 21, 2025

    SEC, Virtu To Settle Customer Data Suit For $2.5M

    Virtu Financial Inc. has agreed to pay the U.S. Securities and Exchange Commission $2.5 million for allegedly failing to safeguard customer information, according to a Friday proposed final order that would end the regulator's two-year-old suit against the broker-dealer.

  • November 20, 2025

    Renewed Federal Push To Block State AI Laws Faces Backlash

    The Trump administration is pushing to revive a failed effort to stop states from regulating artificial intelligence systems, drawing opposition from California's data privacy regulator, consumer advocates and others that argue it's crucial for states to retain their ability to put guardrails on the emerging technology in the wake of continued federal inaction.

  • November 20, 2025

    Fugees' Pras Gets 14 Years For Illegal Political Donation

    Former Fugees rapper Prakazrel "Pras" Michel was sentenced Thursday to 14 years in prison for illegally funneling money from a Malaysian billionaire into former President Barack Obama's 2012 reelection campaign and later lobbying the first Trump administration on behalf of China.

  • November 20, 2025

    Meta Will Pay $190M, Change Policies To End $8B Privacy Suit

    Meta Platforms Inc. has agreed to pay $190 million, as well as enhance its whistleblower program and implement a new code of conduct and insider trading policy, as part of a proposed settlement in an $8 billion privacy suit tied to the Cambridge Analytica scandal, according to several new filings Thursday.

  • November 20, 2025

    CFPB Will Shift Remaining Lawsuits Over To DOJ

    The Consumer Financial Protection Bureau will be handing off its enforcement lawsuits and other litigation to the U.S. Department of Justice as the Trump administration prepares for the consumer agency to run out of money, Law360 has learned.

  • November 20, 2025

    Fed's Cook Says AI Could Either Steady Wall Street Or Rig It

    Federal Reserve Board Gov. Lisa Cook said Thursday that the use of artificial intelligence in algorithmic trading in financial markets has the potential to improve on current trading, but it also has the potential to create "risks that are difficult to monitor or mitigate."

  • November 20, 2025

    Target Investors' Pride Month Merch Suit Shipped To Minn.

    A consolidated set of shareholder class actions against Target Corp. over its 2023 Pride Month marketing campaign has been relocated from Florida to Minnesota, where the company is headquartered.

  • November 20, 2025

    Texas Sues Bristol-Myers For Alleged Drug Misrepresentations

    The Texas Office of the Attorney General sued pharmaceutical companies Bristol-Myers Squibb and Sanofi in Texas state court, claiming Thursday the companies failed to disclose that a lucrative blood thinner used to prevent heart attacks and strokes does not work as well on certain minority patients.

  • November 20, 2025

    Conn. Agency GC Tried To 'Mislead The Court,' Judge Says

    A Connecticut judge said Wednesday that he notified ethics officials after finding the general counsel of the state's utilities authority tried to mislead the court and opposing counsel over deleted text messages in a rate dispute with a pair of natural gas suppliers.

  • November 20, 2025

    SEC's Uyeda Says ERISA Needs Litigation Reform To Curb Suits

    U.S. Securities and Exchange Commission member Mark Uyeda called for litigation reform Thursday aimed at stopping lawsuits filed under the Employee Retirement Income Security Act that he said discourage retirement plan fiduciaries from investing in the private markets.

  • November 20, 2025

    Crypto Orgs. Call On White House To Spur Agency Guidance

    A coalition of more than 65 crypto-focused organizations penned a letter to President Donald Trump asking the White House to encourage federal agencies to stop prosecuting developers of decentralized software, exempt decentralized projects from certain rules and clarify tax treatment.

  • November 20, 2025

    NY Judge Denies Feds' Bid To Review $230M Yacht Ruling

    A New York federal judge on Thursday refused the U.S. government's request that he reconsider his earlier ruling declining to require the owners of a seized $230 million superyacht to post a multimillion-dollar bond while they appeal his judgment of forfeiture.

  • November 20, 2025

    Trump's CFTC Pick Selig Advances To Senate Floor

    President Donald Trump's pick to lead the U.S. Commodity Futures Trading Commission will advance to the U.S. Senate floor after a Thursday agriculture committee vote on Michael Selig's nomination passed along party lines.

  • November 20, 2025

    Bank Says Ex-Compliance Chief's Suit Belongs In Fla., Not NJ

    First National Bank of Pasco has urged a New Jersey federal judge to either toss a lawsuit its former chief compliance officer brought alleging he was fired without just cause or transfer it out of the state, arguing that any misconduct in question, if they occurred, were described to have taken place in Florida.

  • November 20, 2025

    Subletting Co. Settles NYC's Illegal STR 'Matchmaker' Claims

    A subletting company has agreed to resolve claims that it was used as a "'matchmaker'" of sorts for advertising and setting up illegal short-term rentals in New York City, the Mayor's Office of Special Enforcement announced.

  • November 20, 2025

    Pharma Cos. Seek Early Win In States' Price-Fixing Lawsuit

    A collection of states failed to prove an overarching conspiracy among 25 separate pharmaceutical companies to fix the prices of generic drugs, most of them dermatology formulations, the drugmakers argued Wednesday in support of a bid for an early win on one element of dozens of antitrust claims.

Expert Analysis

  • Opinion

    Despite Deputy AG Remarks, DOJ Can't Sideline DC Bar

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    Deputy Attorney General Todd Blanche’s recent suggestion that the D.C. Bar would be prevented from reviewing misconduct complaints about U.S. Department of Justice attorneys runs contrary to federal statutes, local rules and decades of case law, and sends the troubling message that federal prosecutors are subject to different rules, say attorneys at HWG.

  • Key Strategies For Supplement Cos. Facing Lead Risks

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    In the wake of a recent Consumer Reports article detailing dangerously high levels of lead in many popular protein powders, supplement companies face increased litigation, rising enforcement risks and reputational harm — underscoring the need to monitor supply chains, test ingredients and understand labeling standards, say attorneys at Husch Blackwell.

  • How AI Tech Suppliers Can Address IP Lawyers' Concerns

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    While artificial intelligence tools can help intellectual property lawyers be more productive and effective, AI tech providers must address issues of privilege, data privacy and confidentiality to make their technology viable and useful for IP law, say Tom Colson at Colson Law and Kevin Bronson at Simpson & Simpson.

  • From Bank Loans To Private Credit: Tips For Making The Shift

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    The relationship between private credit and syndicated bank deals will evolve as the private market continues to grow, introducing new challenges for borrowers comparing financing options, particularly pertaining to loan documentation and working capital, say attorneys at Haynes Boone.

  • 3 Takeaways From FDA Cell And Gene Therapy Draft Guidance

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    The U.S. Food and Drug Administration recently published draft guidance documents that sketch the clearest picture yet of the evolving regulatory framework for cell and gene therapies, reflecting an agency that is increasingly comfortable with flexible, science-driven approaches that extend beyond clinical trial models, say attorneys at MoFo.

  • Wells Process Reforms Serve SEC Chair's Transparency Goals

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    Enforcement policy changes U.S. Securities and Exchange Commission Chairman Paul Atkins recently set forth will help fulfill his stated goal of making Division of Enforcement investigations more fair and transparent by changing the Wells process to provide recipients earlier consultations with SEC staff, greater evidence access and more time to file responses, say attorneys at Dechert.

  • The Ins And Outs Of Decentralized Digital Asset Exchanges

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    As decentralized digital asset exchanges lack intermediaries, and so remain susceptible to fraud and market manipulation, ​​​​​​​an understanding of their design is crucial to help market participants avoid fraudulent practices such as liquidity rug pulls, says Swati Kanoria at Charles River.

  • Contradictory Rulings Show Complexity Of Swaps Regulation

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    Recent divergent rulings, including two by the same Nevada judge, on whether the Commodity Exchange Act preempts state gambling laws when applied to event contracts traded on U.S. Commodity Futures Trading Commission-regulated markets illustrate the uncertainty regarding the legality of prediction markets, say attorneys at Akin.

  • How New Law Transforms Large-Load Power Projects In Texas

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    S.B. 6 — the new Texas law that revises state regulations for large electrical loads and related behind-the-meter projects — introduces higher up-front costs for developers and more flexible operating models for large-load customers, but should provide the certainty needed for greater investment in generation, say attorneys at Sidley.

  • How Cos. Should Prepare For Prop 65 Listing Of Bisphenols

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    California regulators are moving toward classifying all p,p'-bisphenol chemicals as causing reproductive toxicity under Proposition 65, which could require warning notices for a vast range of consumer and industrial products, and open the floodgates to private litigation — so companies should proactively review their suppy chains, says Gregory Berlin at Alston & Bird.

  • Rule Amendments Pave Path For A Privilege Claim 'Offensive'

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    Litigators should consider leveraging forthcoming amendments to the Federal Rules of Civil Procedure, which will require early negotiations of privilege-related discovery claims, by taking an offensive posture toward privilege logs at the outset of discovery, says David Ben-Meir at Ben-Meir Law.

  • Series

    My Miniature Livestock Farm Makes Me A Better Lawyer

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    Raising miniature livestock on my farm, where I am fully present with the animals, is an almost meditative time that allows me to return to work invigorated, ready to juggle numerous responsibilities and motivated to tackle hard issues in new ways, says Ted Kobus at BakerHostetler.

  • When Mortgage Data Can't Prove Discriminatory Lending

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    As plaintiffs continue to use Home Mortgage Disclosure Act data as grounds for class actions, attorneys must consider the limits of a statistics-only approach and the need for manual loan file review to confirm indications of potential discriminatory lending, say Abe Chernin, Shane Oka and Kevin Oswald at Cornerstone Research.

  • NLRB Memo Shifts Tone On Defenses Against Union 'Salting'

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    The current Starbucks strike demonstrates the potential effects of salting, in which applicants seek employment in order to organize a union, and recent guidance from the National Labor Relations Board suggests that previously rejected employer defenses may now gain traction, says Daniel Johns at Cozen O'Connor.

  • Evaluating Nasdaq Tokenization Rule's Potential Impact

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    Nasdaq's recently proposed rule would enable settlement of tokenized equity securities and exchange-traded products using blockchain technology, which could lead to dramatic improvements in market efficiency, settlement speed and market access, but prudent skepticism about timelines and implementation capabilities is warranted, says James Brady at Katten.

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