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NJ Broker To Pay $250K Over Agent Who Stole Millions

By Bill Wichert (December 20, 2019, 4:08 PM EST) -- A New Jersey-based brokerage firm has agreed to pay $250,000 to resolve allegations that the business failed to properly supervise a former agent as he siphoned off millions of dollars in client funds over several years for his own use, ultimately landing him behind bars....

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