SEC Accuses Ex-Adviser Of Fraudulently Raising $6.8M
By Dean Seal ( September 17, 2018, 9:09 PM EDT) -- The U.S. Securities and Exchange Commission filed a complaint in Texas federal court on Monday accusing the former owner of a now-defunct investment adviser and a since-sold franchise of an investment education business of fraudulently convincing investors to hand over $6.8 million through unregistered securities offerings....
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