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SEC Enforcement Activity Rebounds In '18, With $4B Penalties

By Rachel Graf (November 2, 2018, 5:48 PM EDT) -- The U.S. Securities and Exchange Commission said Friday it imposed almost $4 billion in penalties from 490 enforcement actions in the fiscal year ended Sept. 30, bouncing back from 2017's declines, though agency officials have cautioned against placing too much weight on the numbers....

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