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Goldman Sachs To Pay $12M For Trade Data Reporting Gaffes

By Emilie Ruscoe (September 22, 2023, 8:33 PM EDT) -- Financial services giant Goldman Sachs agreed to pay the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority $6 million apiece Friday over claims that it failed in its recordkeeping and reporting obligations when it handed over inaccurate trading data in response to thousands of regulatory requests....

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