A Review Of SEC's Audit Fraud Enforcement Trends: Part 2

Law360, New York (September 28, 2015, 10:19 AM EDT) -- As explored in part 1 of this article, the U.S. Securities and Exchange Commission kept financial reporting and auditing in its enforcement crosshairs in 2014 and early 2015. In part 2, we heed the adage "forewarned is forearmed" and examine key trends and takeaways gleaned from the SEC's activity. Both topics are discussed in depth in Holland & Hart LLP's recent Financial Reporting and Auditing Enforcement Review (click for copy).

Auditing is Front and Center

When looking back at SEC enforcement trends, 2014 may well be remembered as the "Year of the Auditor." Part 1 showed the uptick in auditor and...

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