A Review Of SEC's Audit Fraud Enforcement Trends: Part 2

Law360, New York (September 28, 2015, 10:19 AM EDT) -- As explored in part 1 of this article, the U.S. Securities and Exchange Commission kept financial reporting and auditing in its enforcement crosshairs in 2014 and early 2015. In part 2, we heed the adage “forewarned is forearmed” and examine key trends and takeaways gleaned from the SEC’s activity. Both topics are discussed in depth in Holland & Hart LLP’s recent Financial Reporting and Auditing Enforcement Review (click for copy).

Auditing is Front and Center

When looking back at SEC enforcement trends, 2014 may well be remembered as the “Year of the Auditor.” Part 1 showed the uptick in auditor and...

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!

TRY LAW360 FREE FOR SEVEN DAYS