We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Investment Adviser Can't Nix SEC's In-House Suit

Law360, New York (January 12, 2016, 9:01 PM EST) -- An investment adviser who’s suing the U.S. Securities and Exchange Commission to get out of a fast-approaching administrative trial on Tuesday found no relief from an in-house judge on her claims...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.