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Adviser Can't Halt SEC In-House Trial Pending Appeal

Law360, New York (January 22, 2016, 9:53 PM EST) -- The Fourth Circuit on Friday refused to halt a Securities and Exchange Commission administrative proceeding against a Maryland-based investment adviser and her investment firm while they challenge the constitutionality of the...
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Case Information

Case Title

Subscribers Only

Case Number

Subscribers Only


Appellate - 4th Circuit

Nature of Suit

2440 Other Civil Rights

Date Filed

December 28, 2015

Law Firms

Government Agencies

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