We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Morgan Stanley Pays $7.5M For Customer Protection Offenses

Law360, New York (December 20, 2016, 4:26 PM EST) -- Morgan Stanley & Co. LLC agreed to pay $7.5 million Tuesday to settle allegations it violated the U.S. Securities and Exchange Commission’s Customer Protection Rule when using customer cash as collateral...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.