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SEC Wants Justices' Take On Disgorgement Too, Adviser Says

By Carmen Germaine (December 16, 2016, 7:28 PM EST) -- A New Mexico investment adviser told the U.S. Supreme Court Thursday that the U.S. Securities and Exchange Commission's support for reviewing whether the agency is subject to time limits when seeking ill-gotten gains weighs in favor of his petition, even if he and the agency diverge on what the outcome of the case should be....

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