SEC Chair Gensler Warns Of Further WhatsApp Sweeps

By Jessica Corso (November 2, 2022, 8:49 PM EDT) -- U.S. Securities and Exchange Commission Chair Gary Gensler told an audience of lawyers Wednesday that his agency continues to search for record-keeping violations like the ones that led to over $1 billion in fines for some of the nation's largest banks and warned of harsh penalties if regulated entities are caught mismanaging employee communications....

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