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Mass. Regulator Accuses Adviser Of $1M Real Estate Scheme

Law360 (February 14, 2018, 9:28 PM EST) -- The Massachusetts securities regulator on Wednesday accused a North Shore investment adviser of running a real estate scheme over the past 26 years that has defrauded investors and clients, many of whom were elderly and some of whom have already died, out of more than $1 million.

In an administrative complaint, the Enforcement Section of the Massachusetts Securities Division, which is a unit of the office of Secretary of the Commonwealth William F. Galvin, alleged that Thomas T. Riquier violated state securities law and that his employer,...
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