Ex-Broker Fights Sanctions Bid Over Tossed Call Recordings
By Jon Hill ( March 5, 2018, 9:06 PM EST) -- A former broker accused of ripping off his customers with excessive trading fees has pushed back on the U.S. Securities and Exchange Commission's bid to have him sanctioned for throwing away a device containing customer call recordings, telling a New York federal court on Friday that his alleged act of evidence destruction was actually just an innocent mistake....
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