Ex-Wachovia Broker Wins $3.8M In Panel Ruling
A three-member arbitration panel set up by the National Association of Securities Dealers handed over the award, including interest, to Frederick O’Meally, a former Prudential Securities broker.
He was dismissed from Wachovia in 2003 after Prudential Financial Inc. sold a controlling stake in the brokerage business to Wachovia Corp.
Wachovia defended its decision...
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