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SEC Settles With Ex-Nomura RMBS Trading Head

Law360 (September 10, 2018, 6:11 PM EDT) -- The U.S. Securities and Exchange Commission on Friday told a New York federal judge it had reached a settlement with a former managing director of Nomura Securities International Inc., resolving allegations...
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Court

New York Southern

Nature of Suit

850(Securities/Commodities)

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Date Filed

September 8, 2015

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