Post-Lucia, It's Deja Vu With The SEC

Law360 (April 22, 2019, 3:39 PM EDT) -- Last June, Raymond Lucia won big at the U.S. Supreme Court.[1] Charged by the U.S. Securities and Exchange Commission with securities fraud and tried in front of the SEC's in-house administrative law judge, Lucia argued all the way up to the high court that the SEC's proceedings were fundamentally flawed because his judge had not been lawfully appointed in the manner prescribed by the U.S. Constitution.[2]

The court agreed, ruling that he was entitled to have a new, properly-appointed judge preside over his case.[3] On remand, however, Lucia found himself once again facing SEC proceedings before an ALJ whose appointment does...

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.

  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!


Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!