Nomura Settles SEC's Shoddy Supervision Claims For $26.5M
By Rachel Graf ( July 15, 2019, 4:33 PM EDT) -- Nomura agreed Monday to pay more than $26 million to resolve the U.S. Securities and Exchange Commission's allegations that the bank failed to supervise traders who allegedly lied to clients about the pricing of residential mortgage-backed securities and commercial mortgage-backed securities....
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