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SEC Sues Calif. Investment Adviser Over $14M In Startup Fees

By Stewart Bishop (August 14, 2019, 6:51 PM EDT) -- The U.S. Securities and Exchange Commission has sued California investment advisory company Frost Management Co. LLC and its principal, Stuart Frost, saying they defrauded client venture capital funds and their investors out of over $14 million via undisclosed fees charged to startups....

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