Wells Fargo To Pay $35M To End SEC's Supervision Claims
By Reenat Sinay ( February 27, 2020, 8:29 PM EST) -- Two Wells Fargo entities agreed on Thursday to shell out $35 million to resolve U.S. Securities and Exchange Commission claims that they were lax in their supervision of investment advisers who irresponsibly recommended certain non-traditional exchange traded funds to unsuspecting investors....
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