SEC Calls Summary Judgment For Broker 'A Matter Of Law'
By Emilie Ruscoe ( May 1, 2020, 9:24 PM EDT) -- The U.S. Securities and Exchange Commission on Friday renewed its contention that a Manhattan federal judge should render summary judgment in a case accusing a former Cantor Fitzgerald & Co. stockbroker of secretly splitting commissions with another broker for more than a decade....
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