FINRA Fines Credit Suisse $345K For Worker Oversight Lapse

By Al Barbarino (April 6, 2021, 6:21 PM EDT) -- Credit Suisse Securities failed to monitor thousands of its employees' outside brokerage accounts for "potentially deceptive" trading practices, according to a Financial Industry Regulatory Authority settlement that censures the broker-dealer and slaps it with a $345,000 fine....

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