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UBS Blocks Swiss Investors' $40M FINRA Claim

Law360 (January 28, 2010, 5:57 PM EST) -- UBS Securities LLC has won its bid to block a group of Swiss investors from pursuing $40 million in claims in a Financial Industry Regulatory Authority arbitration proceeding related to losses...
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Subscribers Only

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New York Southern

Nature of Suit

Contract: Other

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Date Filed

October 20, 2009

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