The Little-Known Rule SEC Used In Sweeping Activision Case

By David Kornblau and Charles Farrell (February 10, 2023, 4:27 PM EST) -- On Feb. 3, the U.S. Securities and Exchange Commission announced that video game company Activision Blizzard Inc. had agreed to pay $35 million to settle an action primarily alleging that the company had failed to maintain adequate "disclosure controls" to collect and assess information concerning employee complaints about workplace misconduct such as sexual harassment.[1]...

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